Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Robert QuigleyWells Fargo Clearing Services, LLCCapital One Investing, LLC$5004-30-2018
Robert Michael HahnWells Fargo Clearing Services, LLCCitizens Securities, Inc.10-04-2018
Hughroy Hugh DaleyWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.$15007-09-2018
Brian Michael JacksonWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$2504-27-2018
Jessica WilburWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.09-05-2018
James J Kennedy JrWells Fargo Clearing Services, LLCGoldman Sachs & Co.07-11-2018
Jonathan J PezoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-05-2018
Jorge G SilvaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-18-2018
Richard Young SunwooWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-12-2018
Alexandra M PanoraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-12-2018
Jessy S MogroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-11-2018
Jose Julio OliveiraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2018
Jeff J ShiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-10-2018
Alcides H Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
Veronica H CarrasquilloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-03-2018
Mike Steve CepedaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-28-2018
Anne Marie FerraraccioWells Fargo Clearing Services, LLCKey Investment Services LLC10-11-2018
Brandon C MargolisWells Fargo Clearing Services, LLCKey Investment Services LLC06-01-2018
John M OConnor JrWells Fargo Clearing Services, LLCKey Investment Services LLC04-11-2018
Natalya KoganWells Fargo Clearing Services, LLCLeumi Investment Services Inc.$5005-15-2018
Orlando Campos JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Lee Stirling MinskWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-07-2019
Matthew A IversenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Patrick Jay SeholmWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
Shaheen Eric SoltankhahWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.