Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Patrick OberholzerPruco Securities, LLC.CFD Investments, Inc.12-17-2018
Larry Glenn JacksonPruco Securities, LLC.Royal Alliance Associates, Inc.$5012-11-2018
Jason Scott AustermanPruco Securities, LLC.Ameriprise Financial Services, LLC10-18-2018
Cathleen Carol McGuirePruco Securities, LLC.NYLIFE Securities LLC09-26-2018
Robert John CottonePruco Securities, LLC.Transamerica Financial Advisors, Inc09-14-2018
Mindy I. NemoffPruco Securities, LLC.PFS Investments Inc.09-06-2018
Brian Herbert SchmidtPruco Securities, LLC.Thrivent Investment Management Inc.09-06-2018
Robert James BurgettPruco Securities, LLC.Cambridge Investment Research, Inc.08-06-2018
Ronald Gene RockwoodPruco Securities, LLC.W&S Brokerage Services, Inc.07-17-2018
William Dale StauterPruco Securities, LLC.Ameriprise Financial Services, LLC07-12-2018
Mark J. LoducaPruco Securities, LLC.ProEquities, Inc.06-26-2018
Marshall K. JacksonPruco Securities, LLC.Ameriprise Financial Services, LLC06-22-2018
Tom William LilleyPruco Securities, LLC.Allstate Financial Services, LLC06-12-2018
Larry Michael GrubishPruco Securities, LLC.Pruco Securities, LLC.06-04-2018
Gregory Robert RomesPruco Securities, LLC.Questar Capital Corporation$5005-29-2018
Lesley Renee NoePruco Securities, LLC.Allstate Financial Services, LLC05-29-2018
Marcus Aaron ArnoldPruco Securities, LLC.NYLIFE Securities LLC04-17-2018
Theodore Scott AlexanderPruco Securities, LLC.Fifth Third Securities, Inc.03-26-2018
Richard Gerard MogPruco Securities, LLC.W&S Brokerage Services, Inc.02-28-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.