Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher James DebeikesCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
William Henry Leder JrCascadia Advisory Services, LLCSecurity First Advisors01-10-2019
Alexander Ostergard KriderAvier Wealth AdvisorsHornor, Townsend & Kent, LLC01-10-2019
Lori Jean EllingsonLion Street Financial, LLCVoya Financial Advisors, Inc.$2501-09-2019
Jihun YoonMML Investors Services, LLCEquitable Advisors, LLC01-04-2019
Christopher D WernerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2501-02-2019
Joshua Warren TschirgiIndependent Financial Group, LLCClient One Securities LLC$2501-02-2019
James M TaylorCable Hill Partners, LLCVersant Capital Management, Inc.12-26-2018
Kristen E KestelMercer Global Advisors Inc.Sigma Investment Management Company12-20-2018
Michael Joseph FreilingMercer Global Advisors Inc.SIGMA INVESTMENT MANAGEMENT COMPANY12-20-2018
Matthew William SheetsMercer Global Advisors Inc.SIGMA INVESTMENT MANAGEMENT COMPANY12-20-2018
Harmon Pao Wang LaurinMercer Global Advisors Inc.SIGMA INVESTMENT MANAGEMENT COMPANY12-19-2018
Jakob AzevedoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Eric Russell LochnerCable Hill Partners, LLCBEACON ROCK PARTNERS12-14-2018
Eric Parker SnellTD Ameritrade Investment Management, LLCFisher Investments12-14-2018
Thomas A Walker JrFSC Securities CorporationFinancial Advocates Investment Management$2512-03-2018
Trenton Porter LayKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC11-29-2018
Awbrey Rose GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-26-2018
Kyle Christopher GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC11-15-2018
Michael Robert DennisonPruco Securities, LLC.Principal Securities, Inc.11-09-2018
Justin Neal JenkinsKey Investment Services LLCWells Fargo Clearing Services, LLC11-08-2018
Samuel Joseph DetkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-07-2018
Chad Alexander SwansonKingsview Wealth Management, LLCSkyOak Wealth Management, Inc.11-01-2018
Martha Mary CaldwellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
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Showing 1 to 25 of 166 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.