Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Aimee Kirsten Butler | Merriman | Waddell & Reed | — | 03-02-2018 |
| Alexander Ostergard Krider | Avier Wealth Advisors | Hornor, Townsend & Kent, LLC | — | 01-10-2019 |
| Alexia R. Candelaria | Brighton Jones LLC | Northwestern Mutual Investment Services, LLC | — | 03-28-2018 |
| Alfred Cameron Hunt | Edward Jones | City National Securities, Inc. | — | 03-05-2018 |
| Alice Tang | Royal Alliance Associates, Inc. | Signator Investors, Inc. | $23 | 11-02-2018 |
| Amy Lundy Crooks | LPL Financial LLC | SII Investments, Inc. | $25 | 02-14-2018 |
| Andrew Patrick Murphy | KMS Financial Services, Inc. | Cetera Advisors LLC | — | 03-16-2018 |
| Andrew Richard Staley | Cetera Investment Services LLC | CUSO Financial Services, L.P. | — | 01-11-2019 |
| Ann Marie Coghill | U.S. Bancorp Investments, Inc. | UnionBanc Investment Services, LLC | — | 03-12-2018 |
| Anna E. Bowers | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Umpqua Investments, Inc. | — | 08-21-2018 |
| Arron Christopher Dieter | D.A. Davidson & Co. | Umpqua Investments, Inc. | $150 | 09-19-2018 |
| Brady Alan Jacobsen | Pruco Securities, LLC. | Northwestern Mutual Investment Services, LLC | — | 05-09-2018 |
| Christian L. Coughlan | Edward Jones | J.P. Morgan Securities LLC | $164 | 05-04-2018 |
| Christopher David Meyer | Raymond James Financial Services, Inc. | U.S. Bancorp Investments, Inc. | $100 | 02-23-2018 |
| Colton John Etherton | Johnstone Financial Advisors | Cantella & Co., Inc. | — | 04-26-2018 |
| Conrad Earl Pearson | LPL Financial LLC | SII Investments, Inc. | $100 | 02-14-2018 |
| Dane Alden Bradford | U.S. Bancorp Investments, Inc. | J.P. Morgan Securities LLC | $10 | 03-30-2018 |
| Daniel John Murphy | LPL Financial LLC | Umpqua Investments, Inc. | $100 | 02-01-2018 |
| Daniel Vladimirovich Zamoshnikov | Key Investment Services LLC | Waddell & Reed | — | 09-20-2018 |
| Danny Brent Berryman | PlanMember Securities Corporation | LPL Financial LLC | — | 01-09-2019 |
| Darrel Lawrence | LPL Financial LLC | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-01-2018 |
| David Jeff Paustian | JGP Wealth Management, LLC | Wells Fargo Clearing Services, LLC | — | 01-16-2018 |
| David Keith Fowler | Roosevelt Advisors LLC | ProEquities, Inc. | — | 06-25-2018 |
| Delynn Michelle Otis | U.S. Bancorp Investments, Inc. | Cetera Investment Services LLC | — | 02-02-2018 |
| Denise Ann Farmerlightcap | PlanMember Securities Corporation | Lincoln Investment | $10 | 03-21-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
