Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aimee Kirsten ButlerMerrimanWaddell & Reed03-02-2018
Alexander Ostergard KriderAvier Wealth AdvisorsHornor, Townsend & Kent, LLC01-10-2019
Alexia R. CandelariaBrighton Jones LLCNorthwestern Mutual Investment Services, LLC03-28-2018
Alfred Cameron HuntEdward JonesCity National Securities, Inc.03-05-2018
Alice TangRoyal Alliance Associates, Inc.Signator Investors, Inc.$2311-02-2018
Amy Lundy CrooksLPL Financial LLCSII Investments, Inc.$2502-14-2018
Andrew Patrick MurphyKMS Financial Services, Inc.Cetera Advisors LLC03-16-2018
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Ann Marie CoghillU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC03-12-2018
Anna E. BowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUmpqua Investments, Inc.08-21-2018
Arron Christopher DieterD.A. Davidson & Co.Umpqua Investments, Inc.$15009-19-2018
Brady Alan JacobsenPruco Securities, LLC.Northwestern Mutual Investment Services, LLC05-09-2018
Christian L. CoughlanEdward JonesJ.P. Morgan Securities LLC$16405-04-2018
Christopher David MeyerRaymond James Financial Services, Inc.U.S. Bancorp Investments, Inc.$10002-23-2018
Colton John EthertonJohnstone Financial AdvisorsCantella & Co., Inc.04-26-2018
Conrad Earl PearsonLPL Financial LLCSII Investments, Inc.$10002-14-2018
Dane Alden BradfordU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$1003-30-2018
Daniel John MurphyLPL Financial LLCUmpqua Investments, Inc.$10002-01-2018
Daniel Vladimirovich ZamoshnikovKey Investment Services LLCWaddell & Reed09-20-2018
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Darrel LawrenceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2018
David Jeff PaustianJGP Wealth Management, LLCWells Fargo Clearing Services, LLC01-16-2018
David Keith FowlerRoosevelt Advisors LLCProEquities, Inc.06-25-2018
Delynn Michelle OtisU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-02-2018
Denise Ann FarmerlightcapPlanMember Securities CorporationLincoln Investment$1003-21-2018
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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