Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Alexander Ostergard KriderAvier Wealth AdvisorsHornor, Townsend & Kent, LLC01-10-2019
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Harmon Pao Wang LaurinMercer Global Advisors Inc.SIGMA INVESTMENT MANAGEMENT COMPANY12-19-2018
Jeffrey Daniel HolmanLPL Financial LLCParkland Securities, LLC12-14-2018
Robert Joseph CaldwellPrice Financial Group Wealth ManagementFSC Securities Corporation12-14-2018
Timothy Dorje ParkerPruco Securities, LLC.TD Ameritrade Investment Management, LLC12-10-2018
Kenya Deshawn DanielLPL Financial LLCEK Riley Investments, LLC11-27-2018
Samuel Joseph DetkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed11-07-2018
Sean Michael PalmerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
George Damien McInnisRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Laurence Vincent KlobertanzRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Justin Allen BoggsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Terry Phil CoryellRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Martha Mary CaldwellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Frank Lee FordPlanMember Securities CorporationForesters Equity Services, Inc.10-25-2018
Elena L Taylor WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Todd Edward McKeeVALIC Financial Advisors, Inc.CUNA Brokerage Services, Inc.10-18-2018
Spencer John FrenchMorgan StanleyCUSO Financial Services, L.P.10-12-2018
Kyle Andrew OlsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC10-11-2018
Julien Luca BlanconMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.10-08-2018
Matthew William GuyetteEdward JonesJ.P. Morgan Securities LLC10-05-2018
Don Kenyon Wells Jr.D.A. Davidson & Co.Wells Fargo Clearing Services, LLC09-28-2018
Kyle Kenyon WellsD.A. Davidson & Co.Wells Fargo Clearing Services, LLC09-28-2018
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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