Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Vincent Sapareto Jr.Fortune Financial Services, Inc.Advisory Group Equity Services Ltd.01-02-2019
Kelly Elizabeth KuberaWright AssociatesAlight Financial Solutions, LLC08-01-2018
Jane Louise LordemanCetera Advisor Networks LLCAllegheny Investments, Ltd.$5006-15-2018
Juan L. Flacco EspinozaSantander Securities LLCAllstate Financial Services, LLC12-03-2018
Susan L. PainterLPL Financial LLCAllstate Financial Services, LLC09-24-2018
Dalton Lee BuddingtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC02-23-2018
Steven Andrew Kavanaugh IICommonwealth Financial NetworkAmbassador Advisors, LLC$25005-01-2018
Rodney Allen BreyerSecurities America, Inc.American Portfolios Financial Services, Inc.$10010-31-2018
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Charles M OwsiankaFortune Financial Services, Inc.American Portfolios Financial Services, Inc.07-25-2018
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, LLC01-07-2019
Brendan C. DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, LLC12-17-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, LLC$15012-13-2018
Merceditas Zaragoza De PaduaMid Atlantic Financial Management, Inc.Ameriprise Financial Services, LLC$10011-02-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, LLC$2510-29-2018
James K. LehmanAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC10-03-2018
Jay DetwilerVanguard Marketing CorporationAmeriprise Financial Services, LLC09-20-2018
Teri Alayne StitzingerInvestacorp, Inc.Ameriprise Financial Services, LLC08-31-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, LLC08-17-2018
Christopher Glynn YoderJFS Wealth Advisors, LLCAmeriprise Financial Services, LLC06-18-2018
Anthony Earl ReeseNYLIFE Securities LLCAmeriprise Financial Services, LLC04-19-2018
Nicholas W. HansenRBC Capital Markets, LLCAmeriprise Financial Services, LLC04-13-2018
Tyler Richard BeckRaymond James Financial Services, Inc.Ameritas Investment Company, LLC05-31-2018
Veronica Ann DendeCommonwealth Financial NetworkAmeritas Investment Company, LLC$2603-29-2018
Katherine Mary OvenCommonwealth Financial NetworkAmeritas Investment Company, LLC03-29-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.