Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Brian AmornPremier Prosperity Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
Adam Brian BeersNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2018
Adam Samuel MaceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-27-2018
Adam Tucker BoyceCitizens Securities, Inc.PNC Investments09-04-2018
Adrita Shamsher ProvaCitizens Securities, Inc.J.P. Morgan Securities LLC03-06-2018
Aimee Anne TothInvicta Capital LLCTrustmont Financial Group, Inc.$10003-20-2018
Alexa Rae HirschhornWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.12-01-2018
Alexander Konstantinovich ChernukhaForefront Wealth ManagementWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-11-2019
Alexander Vincent ShorbInvariant Investment ManagementPure Capital Management Limited02-07-2018
Alfred David BarbatoKey Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-16-2018
Alison Elizabeth Pettine HeckerWealthcare Advisory Partners LLCLPL Financial LLC02-07-2018
Alissa Marie ShawlSchneider Downs Wealth Management Advisors, LPOakmont Capital Management, LLC02-01-2018
Allen Robert RosenbergWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10011-28-2018
Alyssa Marie ProctorCetera Investment Services LLCBB&T Securities, LLC07-30-2018
Amanda BagnoliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2018
Ambria Mckenzie SmithRBC Capital Markets, LLCPFM Fund Distributors, Inc.05-10-2018
Anastasios P. TrispagonasLPL Financial LLCNationwide Securities, LLC03-23-2018
Andreas M. WochtlCitizens Securities, Inc.Edward Jones05-23-2018
Andrew Albert Koch Jr.American Portfolios Financial Services, Inc.Avantax Investment Services, Inc.$50001-04-2019
Andrew Binh VuPruco Securities, LLC.MML Investors Services, LLC06-26-2018
Andrew Harvey SchallPruco Securities, LLC.Cambridge Investment Research, Inc.$24007-03-2018
Andrew Jonathan DouglasCitizens Securities, Inc.Ameriprise Financial Services, Inc.01-07-2019
Andrew LendaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50011-09-2018
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.$10004-17-2018
Andrew Robert GroveLPL Financial LLCNationwide Securities, LLC$10003-23-2018
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Showing 1 to 25 of 679 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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