Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Thomas HoffeckerAmeriprise Financial Services, Inc.Avantra Family Wealth LLC11-12-2018
Gregory Charles KeilAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.12-17-2018
Tara Anne RittlerAmeriprise Financial Services, Inc.Edward Jones09-07-2018
Michael Alan MooreAmeriprise Financial Services, Inc.Edward Jones$15004-27-2018
Kristain Dawn KrecotaAmeriprise Financial Services, Inc.Investment Professionals, Inc.$10009-11-2018
William Blaise Simmons IIIAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Steven Patrick MillerAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Jessica Lynn UleryAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-25-2018
Douglas Scott BrinkerAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
Randy Douglas CovellAmeriprise Financial Services, Inc.Investment Professionals, Inc.$10006-22-2018
Ryan SharrerAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-22-2018
James Clifford McBroomAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-21-2018
Shannon Quinn SharrerAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5006-21-2018
John Price Brew Jr.Ameriprise Financial Services, Inc.Investment Professionals, Inc.$5006-21-2018
Henry HanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
Stephen Earl GansmanAmeriprise Financial Services, Inc.Morgan Stanley$5006-22-2018
Kent D. KeithAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Seth Philip GansmanAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Joseph Mark PetryAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated03-29-2018
James Crossland Queen Jr.Ameriprise Financial Services, Inc.Transamerica Capital, Inc.07-20-2018
Ralph Leslie Thrush IIIAmeriprise Financial Services, Inc.Waddell & Reed03-09-2018
Glenn Michael PalmitessaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10008-10-2018
Joseph Gerard DoughertyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.