Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Lynn ChilesWells Fargo Clearing Services, LLCBB&T Securities, LLC01-11-2019
Timothy Shaler SmithRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-11-2019
Dana S BranhamLPL Financial LLCVALIC Financial Advisors, Inc.01-09-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Craig Upton ColbyEdward JonesLiberty Partners Financial Services, LLC01-07-2019
Karen Nunn HortonPruco Securities, LLC.Capitol Securities Management, Inc.01-07-2019
Kevin Alexander HillEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Michael Joseph MccarthyLPL Financial LLCKestra Investment Services, LLC01-04-2019
Kurtis W MuellerApollon Wealth Management, LLCPark Avenue Securities LLC01-04-2019
Jessica Floyd HillJanney Montgomery Scott LLCInfinex Investments, Inc.01-03-2019
Michael Patrick ThompsonRaymond James Financial Services Advisors, IncNext Financial Group, Inc.01-02-2019
Pedro Julio DelgadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-02-2019
David William SosaWells Fargo Clearing Services, LLCEquitable Advisors, LLC12-27-2018
Shari F BookertMorgan StanleyWells Fargo Clearing Services, LLC12-27-2018
Clay Wallace HersheyLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Edward Camden WerntzLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Robert Autrey WilliamsLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Erica Alicia PeayMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC12-19-2018
Lemuel Benton MontgomeryLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-14-2018
Ray William Welch IiiMatch Grade AdvisorsFounders Financial Securities LLC$1312-14-2018
Lee Guy TillerLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-14-2018
Joanna Lauren FuquaLPL Financial LLCEmerson Equity LLC12-10-2018
Michael Earl CowellCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$5012-06-2018
William Curtis Watkins JrFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC11-30-2018
William Allen Spetrino JrAmeriprise Financial Services, LLCUBS Financial Services Inc.11-29-2018
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Showing 1 to 25 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.