Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Aaron M WatkinsAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2018
Adam Mills HigginsFirst Heartland Capital, Inc.AXA Advisors, LLC10-05-2018
Alan Robert Nachman IINachman Norwood & Parrott, Inc.Wells Fargo Advisors Financial Network, LLC$37505-01-2018
Alexandros S VlahosJanney Montgomery Scott LLCMorgan Stanley02-01-2018
Amanda Windsor BurginFirst Command Financial Planning, Inc.Royal Alliance Associates, Inc.07-24-2018
Amy Cooper ColeRaymond James Financial Services, Inc.SunTrust Investment Services, Inc.03-02-2018
Andrew Carroll JaffeeApollon Wealth Management, LLCNorthwestern Mutual Investment Services, LLC03-06-2018
Andrew Craig GuinnWells Fargo Clearing Services, LLCCetera Investment Services LLC03-29-2018
Andrew Robert ReinaVeritas Wealth Management LLCCoastal Equities, Inc.01-25-2018
Andrew Thomas BarrettFamily Asset Management, LLCFamily Asset Management, LLC03-06-2018
Andrew W. TopkaThe Blue Oak Group, LLCKalos Capital, Inc.03-16-2018
Anthony Raymond CaseApollon Wealth Management, LLCNorthwestern Mutual Investment Services, LLC03-06-2018
Anu MahajanFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC10-22-2018
Barry A. BarnetteGWN Securities Inc.FORESTERS EQUITY SERVICES, INC.10-18-2018
Benjamin David GieseLPL Financial LLCInfinex Investments, Inc.11-27-2018
Benjamin King Norwood IIINachman Norwood & Parrott, Inc.Wells Fargo Advisors Financial Network, LLC05-01-2018
Beverly Kaib TedstoneSunTrust Investment Services, Inc.SunTrust Investment Services, Inc.03-28-2018
Bobby E Crouch IIIWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-09-2018
Bradford Thomas RamseyLPL Financial LLCMorgan Stanley08-28-2018
Brandon Kyle BentonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-09-2018
Brian Christopher LuscoCetera Investment Services LLCWells Fargo Clearing Services, LLC07-30-2018
Brian Ray WhitePruco Securities, LLC.W&S Brokerage Services, Inc.11-28-2018
Bryan James KazleySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$5005-18-2018
Carl David Tolson IIILPL Financial LLCCarroll Financial Associates Inc$3511-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.