Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Michael Richard DavisMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Dillon M SmithMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Charles P StaplesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-07-2019
Mark Everett MccowanRaymond James Financial Services, Inc.Avantax Investment Services, Inc.01-07-2019
Jamie Rene HoganRaymond James & Associates, Inc.Caldwell Advisors, LLC01-04-2019
Chevonne Wrenn FarlerU.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.01-03-2019
Christopher John PurcellKelman Lazarov IncSecurian Financial Services, Inc.01-03-2019
Robert Ellis PayneSecurities America, Inc.Questar Capital Corporation01-02-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Mark Christopher ScherbaPackerland Brokerage Services, Inc.Questar Capital Corporation01-02-2019
Vernon Douglas RussMML Investors Services, LLCNYLIFE Securities LLC01-02-2019
Christopher Chea StewartCentaurus Financial, Inc.Woodbury Financial Services, Inc.12-17-2018
Charles Youree JrMain Street Investors, LLCPark Avenue Securities LLC12-14-2018
Winston Barrett MinterLPL Financial LLCMorgan Stanley$5012-14-2018
Angela Lynn TostensonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-13-2018
Sherri Yvonne ThomasAllstate Financial Services, LLCCUNA Brokerage Services, Inc.12-13-2018
Susan PeyretInfinex Investments, Inc.CUSO Financial Services, L.P.12-13-2018
Claude Michael ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10012-12-2018
William Claude ParrottRaymond James & Associates, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$15012-12-2018
Jeremy Ray HannahVALIC Financial Advisors, Inc.TD Ameritrade, Inc.$2512-11-2018
Aaron Matthew BuckBrogan Financial, Inc.The Investment Center, Inc.12-11-2018
Jack Mayer Robert MayerStifel, Nicolaus & Company, IncorporatedHilliard Lyons$5412-04-2018
John Welsh MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
Robert Andrew MayerStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15012-04-2018
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.