Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Jeremy CartwrightSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.09-10-2018
Harish Vasanji VishriaVishria Bird Financial Group, LLCAmeriprise Financial Services, Inc.03-05-2018
Robert Floyd BirdVishria Bird Financial Group, LLCAmeriprise Financial Services, Inc.03-05-2018
Derek Gates DieterichCetera Investment Services LLCAspire Private Wealth Counsel, LLC$2505-04-2018
Steven Glasgow, Stephen Evans, Jordan Sibler, Danielle Garofolo, Frank MooreJanney Montgomery ScottAvondale Partners$16305-16-2018
Norman Wayne JordanM Holdings Securities, Inc.Avondale Partners, LLC05-29-2018
Carson StimpsonAmeriprise Financial Services, Inc.AXA Advisors, LLC11-27-2018
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
James Paul WaltonVALIC Financial Advisors, Inc.AXA Advisors, LLC04-09-2018
Chad Dana ChampionNational Securities CorporationB. Riley FBR, Inc.$5010-30-2018
Jennifer Allison KingRaymond James & Associates, Inc.B. Riley Wealth Management$2508-09-2018
Brent Patrick NicksLPL Financial LLCB. Riley Wealth Management04-09-2018
George Reynolds Howard IIICentaurus Financial, Inc.Berthel, Fisher & Company Financial Services, Inc.05-15-2018
Alicia Diane NewhouseRaymond James Financial Services, Inc.Brogan Financial, Inc.10-18-2018
Jamie Rene HoganRaymond James & Associates, Inc.Caldwell Advisors, LLC01-04-2019
Richard FieldsFarmers Financial Solutions, LLCCambridge Investment Research, Inc.02-05-2018
Shane Allen CaldwellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC$15007-30-2018
Joy Lynne GarlandRoan Capital PartnersCetera Advisor Networks LLC04-05-2018
James R Ferguson IIIRoan Capital PartnersCetera Advisor Networks LLC03-14-2018
Tanya Jeanette Taylor-MummertLPL Financial LLCCetera Investment Services LLC$20008-29-2018
Leandro G. Christiano SilvaFTB Advisors, Inc.Cetera Investment Services LLC06-07-2018
James Joshua HollowaySecurian Financial Services, Inc.Chicago Analytic Trading Company, LLC08-03-2018
Daniel B GreavesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.09-20-2018
Roger N. WalkerCentaurus Financial, Inc.Csenge Advisory Group, LLC$5006-07-2018
Sherri Yvonne ThomasAllstate Financial Services, LLCCUNA Brokerage Services, Inc.12-13-2018
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Showing 1 to 25 of 195 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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