Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew BuckBrogan Financial, Inc.The Investment Center, Inc.12-11-2018
Aaron Norris ChesserPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Aaron Stephen PierettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-11-2018
Adam Blake CriggerSunTrust Investment Services, Inc.MML Investors Services, LLC06-13-2018
Adam BurnettSuntrust Investment ServicesHilliard Lyons$7011-13-2018
Adam Gillen BrownCentral Fixed Income Services, LLCINVEST Financial Corporation$20004-24-2018
Adam Paul BurnettJ.J.B. Hilliard, W.L. Lyons, LLCSunTrust Investment Services, Inc.$10008-17-2018
Adam R. BrownSecurities Service Network, LLCCUNA Brokerage Services, Inc.03-27-2018
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Alan KirbyVirtue Capital Management, LLCHorter Investment Management, LLC05-02-2018
Alexander Trewitt BurroughsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-16-2018
Alicia Diane NewhouseRaymond James Financial Services, Inc.Brogan Financial, Inc.10-18-2018
Allan Wesley HornerCriterion Capital Advisors LLCWells Fargo Advisors Financial Network, LLC06-01-2018
Amy L JoslinCenter Street Securities, Inc.Emerson Equity LLC08-29-2018
Andrea Bond JohnsonLifeMark Securities Corp.Foresters Equity Services, Inc.$50011-12-2018
Andrew David TillettAmeriprise Financial Services, Inc.Edward Jones04-25-2018
Andrew Jeremy CartwrightSunTrust Investment Services, Inc.Ameriprise Financial Services, Inc.09-10-2018
Angela Leanne DavisLPL Financial LLCSunTrust Advisory Services, Inc.$50003-26-2018
Angela Lynn TostensonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-13-2018
Augustus Bo M. DavisRaymond James Financial Services, Inc.Edward Jones03-20-2018
Ben StillAXA Advisors, LLCMML Investors Services, LLC03-02-2018
Benjamin Tallman MayJ.J.B. Hilliard, W.L. Lyons, LLCAvondale Partners, LLC06-25-2018
Bernice C. PittmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.05-14-2018
Blake M. SchneiderCetera Investment Services LLCJackson National Life Distributors LLC04-02-2018
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-27-2018
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Showing 1 to 25 of 262 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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