Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Stephen GalatasJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-11-2019
Lawrence David SilvermanAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Christina Louise PierceJ.P. Morgan Securities LLCUBS Financial Services Inc.01-11-2019
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, LLC$5001-11-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Nicolas Johann KnapikRJ Capital LLCRJ CAPITAL, LLC01-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Thomas Lawrence BrownRJ Capital LLCRJ CAPITAL, LLC01-11-2019
Joshua A BlackFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Services Company01-10-2019
Matthew Leigh RobertsonWise Investment ManagementMorgan Stanley01-10-2019
Deborah Waynell AndrewsCetera Advisors LLCQuestar Capital Corporation01-10-2019
Divia E CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-10-2019
Brandon Ronald FresardLPL Financial LLCUSAA Investment Services Company01-10-2019
Charles Garrett MorganMcDermott Investment Services, LLCBrokers International Financial Services, LLC.$2501-10-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Vanessa Renee FaisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC01-10-2019
David Archer HinesPruco Securities, LLC.Park Avenue Securities LLC01-09-2019
Cicely Raechelle JaubertTD Ameritrade Investment Management, LLCMorgan Stanley01-09-2019
Gregory Todd JohnsonLion Street Financial, LLCThe O.N. Equity Sales Company01-08-2019
Christopher R PerkinsInfinex Investments, Inc.Wells Fargo Clearing Services, LLC01-08-2019
Jordan A DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Christopher KennyFinancial Engines Advisors L.L.C.TD Ameritrade, Inc.01-07-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.