Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William M. WorthPrime Point Investment AdvisorsWells Fargo Clearing Services, LLC01-11-2018
Biniam KeletaWestcenter Advisors LtdIMS Securities, Inc.01-11-2018
Roger Daniel, Bryan DanielAmeriprise Financial Services, Inc.Morgan Stanley$32801-12-2018
Thomas Scott HolsteadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,13501-12-2018
Timothy Mark HarrisonNational Securities CorporationAmeriprise Financial Services, Inc.$5001-12-2018
Bryan Roger DanielAmeriprise Financial Services, Inc.Morgan Stanley$5001-12-2018
Kimberly Kay RuleHilltop Securities Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
William Todd DoranEdward JonesSaybrus Equity Services, LLC$5001-12-2018
Gary Roger DanielAmeriprise Financial Services, Inc.Morgan Stanley$5001-12-2018
Jamie Kay CrnkovicWells Fargo Advisors Financial Network, LLCEdward Jones01-12-2018
Robert Locke StantonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Phillip Judson KennemerNational Securities CorporationAmeriprise Financial Services, Inc.01-12-2018
Wade Stephen DillmanHD Vest Investment ServicesWells Fargo Clearing Services, LLC01-12-2018
Keith Allen JohnsonCetera Advisor Networks LLCEdward Jones01-16-2018
Morgan PaceBBVA Securities Inc.TD Ameritrade Investment Management, LLC01-16-2018
Christian Murray EvansMorgan StanleyNexPoint Securities, Inc.01-16-2018
Patrick Bryan WallaceCambridge Investment Research, Inc.Geneos Wealth Management, Inc.$2501-17-2018
Thomas Lorenzo Bausley Jr.Cetera Advisor Networks LLCQuestar Capital Corporation01-17-2018
Henry Croft BotterDominion Investor Services, Inc.Foresters Equity Services, Inc.01-18-2018
Jeffrey Charles WilliamsHD Vest Investment ServicesWaddell & Reed01-18-2018
Glenn Allen BlackwoodKestra Investment Services, LLCProEquities, Inc.01-19-2018
Nicholas Creer GodfreyAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-19-2018
Justin Brian LemishMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-19-2018
Vjollca GjinolliMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-22-2018
Lewis Hyde BreretonFirst Financial Equity CorporationAmeriprise Financial Services, Inc.$3501-23-2018
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Showing 1 to 25 of 650 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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