Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Allan PottichenAlliant Retirement ConsultingCLS Partners Retirement Services06-29-2018
Aaron Joseph VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Aaron Patrick StevensRaymond James Financial Services, Inc.Edward Jones$15002-15-2018
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2018
Abraham B. ChoiMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Capital Management, LLC08-02-2018
Adam Brenning CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-09-2018
Adam Christopher VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adam Travis BeatyBullogic Wealth ManagementBULLOGIC LLC09-28-2018
Adil Noorallah MackwaniM&A WealthPark Avenue Securities LLC12-06-2018
Aimee Carissa D'AigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Alain Richard GardnerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$11009-14-2018
Alaina Michele MattixReap Financial Group, LLCVanguard Marketing Corporation10-20-2018
Alan Alexis LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2018
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Alan Lee HaworthClare Market Investments, LLCOppenheimer & Co. Inc.09-10-2018
Alan Luther MillerChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Albert George BotheInsight Wealth Strategies, LLCLincoln Financial Advisors Corporation05-31-2018
Alberto Chavez Jr.Frost Brokerage Services, Inc.J.P. Morgan Securities LLC11-26-2018
Alessandro UggeBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2018
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Alexander James SpradlinJ.P. Morgan Securities LLCAXA Advisors, LLC06-28-2018
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Alicia Kay KnapeCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$10012-11-2018
Alicia Marie LangdonWPWealth LLPLPL Financial LLC06-27-2018
Next Page »

Showing 1 to 25 of 1,143 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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