Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Dowling HornbergerGlass Wealth Management Co.J.P. Morgan Securities LLC11-08-2018
David FernedingWells Fargo AdvisorsStifel, Nicolaus & Company, Incorporated$5411-20-2018
David Hamilton BeldingAscension Capital Advisors, Inc.SAGE HARBOR ADVISORS, INC.03-22-2018
David Henry PortnoyUpspring Capital LLCCalton & Associates, Inc.03-13-2018
David Jason DuggerKestra Investment Services, LLCCetera Advisor Networks LLC$15010-18-2018
David Jay BennettExpand Financial Group, LLCG. A. Repple & Company04-16-2018
David Jerome FernedingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-20-2018
David Jon MorrowRaymond James Financial Services, Inc.Morgan Stanley$25004-13-2018
David Kenneth CohnRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$23507-09-2018
David L Eustis Jr.Inscription Capital, LLCUBS Financial Services Inc.04-11-2018
David Landon CarterCarter Asset ManagementCARTER ASSET MANAGEMENT, INC.06-06-2018
David Lee PenwellPlanMember Securities CorporationLincoln Financial Advisors Corporation$25007-13-2018
David Lee StevensChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
David Leland CarrCapital Asset Advisory Services, LLCQuestar Capital Corporation02-24-2018
David Leslie DavenportFisher InvestmentsFirst Command Financial Planning, Inc.03-21-2018
David Lloyd BrundageMML Investors Services, LLCAmeriprise Financial Services, Inc.$50009-07-2018
David Martinez IICambridge Investment Research, Inc.Foresters Equity Services, Inc.$10010-16-2018
David Michael LamorteAvantax Investment Services, Inc.Farmers Financial Solutions, LLC$10004-04-2018
David Michael WorkmanKestra Investment Services, LLCJ.P. Morgan Securities LLC08-08-2018
David OakesWells Fargo AdvisorsProspera Financial Services$5503-13-2018
David Patrick FarrellAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation07-30-2018
David Ray OakesProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-08-2018
David SalazarArmis Financial, LLCEdward Jones04-30-2018
David Stephen JungProEquities, Inc.Foresters Equity Services, Inc.$10010-30-2018
David Thomas NoellCitigroup Global Markets Inc.Thrivent Investment Management Inc.03-28-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.