Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Vaughan LewisMontlake Capital Management, LLCFCM INVESTMENTS04-11-2018
David Wayne MenardThe Menard Financial Group, LLCNYLIFE Securities LLC12-03-2018
Dawn Moore TrammellRobertson Wealth Management, LLCFirst Allied Securities, Inc.12-05-2018
Dean H LinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2018
Dean Rowan MurrayMercer Global Advisors Inc.MURRAY & CO. ASSET MANAGEMENT,LTD.01-30-2018
Deborah Jean RauVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.$50007-02-2018
Deborah Waynell AndrewsCetera Advisors LLCQuestar Capital Corporation01-10-2019
Debra Lee HedgcothNational Securities CorporationThrivent Investment Management Inc.08-03-2018
Della M. PratherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25007-20-2018
Dennis D. SumpCambridge Investment Research, Inc.Edward Jones$15011-19-2018
Dennis Raymond DobsonNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC05-11-2018
Denton Mead NerisonTorres Financial Services, Inc.NYLIFE Securities LLC05-29-2018
Denver L ChildsBBVA Securities Inc.J.P. Morgan Securities LLC$10008-09-2018
Derek Anthony EckertSyntropy Wealth Management LLCTIAA-CREF Individual & Institutional Services, LLC05-23-2018
Derek Jermaine WardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-08-2018
Desmond D. ClarkInstitutional Securities CorporationMML Investors Services, LLC11-27-2018
Devon Thomas BeamesderferRaymond James Financial Services, Inc.MWA Financial Services Inc.07-09-2018
Dewayne Alfred CrunkVenturi Private WealthWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-21-2018
Dewayne Christian GerberLPL Financial LLCPFS Investments Inc.08-30-2018
Diarra Koro WilliamsChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Didine Marilyn ErskineJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
Diego RomeroWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC10-08-2018
Divia E. CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-10-2019
Domenic Anthony PalagrutoAvantax Investment Services, Inc.Securities Service Network, LLC$10010-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.