Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David SheetsJ.P. Morgan Securities LLCAllianceBernstein L.P.09-07-2018
Forrest R. GreenJ.P. Morgan Securities LLCAllianceBernstein L.P.09-07-2018
Samer Ibrahim Jabra DeirJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC11-15-2018
Jason Brice MeekJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC09-24-2018
Pamela Lea FrederickJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC01-30-2018
Harold John Gordon IIIJ.P. Morgan Securities LLCAXA Advisors, LLC12-14-2018
Sean Patrick ClemmonsJ.P. Morgan Securities LLCAXA Advisors, LLC12-07-2018
Ryan C. DemarcoJ.P. Morgan Securities LLCAXA Advisors, LLC08-23-2018
Eric Nicholas ManginJ.P. Morgan Securities LLCAXA Advisors, LLC08-13-2018
Alexander James SpradlinJ.P. Morgan Securities LLCAXA Advisors, LLC06-28-2018
Yair Juventino GarciaJ.P. Morgan Securities LLCBBVA Securities Inc.10-29-2018
Javier Mario Gonzalez Jr.J.P. Morgan Securities LLCBBVA Securities Inc.10-23-2018
Clayton Travis BashamJ.P. Morgan Securities LLCBBVA Securities Inc.10-19-2018
Michael William RondonJ.P. Morgan Securities LLCBBVA Securities Inc.07-03-2018
Anthony Wayne MillerJ.P. Morgan Securities LLCCapital One Investing, LLC08-01-2018
Elizabeth Mata RamirezJ.P. Morgan Securities LLCCapital One Investing, LLC06-15-2018
Joshua Tomas ConteroJ.P. Morgan Securities LLCCapital One Investing, LLC$2504-09-2018
Xiang Ci Helen MeiJ.P. Morgan Securities LLCCetera Investment Services LLC04-13-2018
Carlos Gabriel SolanoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-27-2018
Jesus SaenzJ.P. Morgan Securities LLCEdward Jones11-20-2018
Jordan Isaac KopelmanJ.P. Morgan Securities LLCEdward Jones05-10-2018
Frances Cassini BrickerJ.P. Morgan Securities LLCFidelity Brokerage Services LLC12-05-2018
Brandon Michael WhiteJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-05-2018
Sheila Westcott OmwirhirenJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-05-2018
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.