Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Dwayne MusielskiCambria Capital, LLCSpencer Edwards, Inc.$10001-02-2019
James Oxley HerlockerFortune Financial Services, Inc.Cetera Advisor Networks LLC$5001-02-2019
Benjamin James BirdCUSO Financial Services, L.P.Key Investment Services LLC01-02-2019
Michael Shane KundingerU.S. Bancorp Investments, Inc.Morgan Stanley12-05-2018
Chad Edwards KelleyUMA Financial Services IncDentist Advisors12-04-2018
Jeff Robert WhyteWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Todd Brent ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2018
John Douglas McFarlandLPL Financial LLCWaddell & Reed11-26-2018
Timothy John PesterCUSO Financial Services, L.P.Fifth Third Securities, Inc.11-06-2018
Mark David ArmstrongRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Cody L. RasmussenRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
John Norman StoneRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Gregory S MerrillCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$1010-08-2018
Michael Keith Hollan IIFarmers Financial Solutions, LLCEdward Jones09-28-2018
Mark Jay MonsonCommonwealth Financial NetworkRaymond James Financial Services, Inc.09-26-2018
Marc CabanillaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2018
Brodie Lee WoodVoya Financial Advisors, Inc.Transamerica Capital, Inc.09-11-2018
Garrett W BybeeBybee Wealth Management LLCNet Worth Advisory Group, LLC08-24-2018
Ron MasonAmeriprise Financial Services, Inc.RBC Wealth Management$7008-23-2018
Ronald Noel MasonAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-23-2018
Derek Demar BohneSecurities America, Inc.Allegis Investment Services, LLC08-13-2018
Michael Phillip OwenLPG Capital ManagementLone Peak Capital Management, LLC08-01-2018
Tyler Wayne EriksonAllstate Financial Services, LLCOneAmerica Securities, Inc.07-16-2018
Chase Manning FlintRaymond James Financial Services, Inc.LPL Financial LLC07-13-2018
David Peter HalschRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-29-2018
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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