Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reed Pettit FosterFoster Investment Company LLCMoelis & Company LLC01-11-2019
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Nelson Bradford AhernAmeritas Investment Corp.MML Investors Services, LLC$3801-07-2019
Jon-Michael GugliottaKestra Advisory Services, LLCSummit Brokerage Services, Inc.01-04-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Douglas Hart BirnieOakmont Wealth Advisory, LLCHayden Royal01-03-2019
David George SpencePurshe Kaplan Sterling InvestmentsWealthcare Advisory Partners LLC$5001-02-2019
Eric Bernard McginleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
Tai Elli Al TaeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2018
Michael Ray BarcliftWaddell & ReedCharles Schwab & Co., Inc.12-10-2018
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
Amanda Lyvette RobinsonAXA Advisors, LLCCetera Advisor Networks LLC$1012-05-2018
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Ronald H. Holmes, Whitney E. RileyJanney Montgomery ScottBank of America Merrill Lynch$20011-30-2018
Ronald Henry Holmes Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2018
Whitney Eck RileyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Adam Boyd MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Ashley Hall CoakeCultivate Financial PlanningOlio Financial Planning11-19-2018
Christopher Paul WoodsLifePoint Financial GroupLPL Financial LLC11-19-2018
Lawrence McDonnell, Frank McDonnellRaymond JamesBank of America Merrill Lynch11-09-2018
Lawrence Scott McdonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-09-2018
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation$2511-09-2018
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
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Showing 1 to 25 of 157 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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