Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Kirk TaylorWest Financial Services, Inc.1st Portfolio Wealth Advisors02-07-2018
William Franklin Smith Jr.Royal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Kent Duane DavisBernhardt Wealth Management, Inc.Advocacy Wealth Management, LLC10-24-2018
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Michael John Capparelli IVVariant Private Wealth LLCAmeriprise Financial Services, Inc.08-31-2018
Karen Renee Sanders TupitzaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-28-2018
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, Inc.08-14-2018
Melanie G. BrophyNext Play FinancialAmeriprise Financial Services, Inc.08-03-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
James Noel PinsonJ. Noel Pinson and Associates, LLCAmeriprise Financial Services, Inc.03-13-2018
Brian Charles Dorsey Jr.NYLIFE Securities LLCAXA Advisors, LLC$2305-30-2018
Jody Elizabeth WyattStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Eric Wayne BarkeyJ.S. Replogle & Associates LLCBARKEY FINANCIAL, LLC10-09-2018
Daniel Kenefick FryerWells Fargo Clearing Services, LLCBB&T Securities, LLC$5010-18-2018
Emily Blair DunstanSunTrust Investment Services, Inc.BB&T Securities, LLC$2510-08-2018
Fonda Moore CoffeyCetera Advisor Networks LLCBB&T Securities, LLC$1009-07-2018
Brian Thomas BrunickNavy Federal Brokerage Services, LLCBB&T Securities, LLC$10006-26-2018
Courtney Campbell Gold CoxUnited Brokerage Services, IncBB&T Securities, LLC03-26-2018
Brian David EastLPL Financial LLCCadaret, Grant & Co., Inc.09-04-2018
Daria FarkondepayWells Fargo Clearing Services, LLCCAIS Capital LLC01-29-2018
Debra D BruceAXA Advisors, LLCCapital Brokerage Corporation07-16-2018
Anoput PhimmasoneWoodbury Financial Services, Inc.Capital One Investing, LLC$10007-11-2018
James Walter SkorupskiWoodbury Financial Services, Inc.Capital One Investing, LLC07-11-2018
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Showing 1 to 25 of 239 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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