Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Zachery PetersCommonwealth Financial NetworkMML Investors Services, LLC08-09-2018
Aenon WallacePark Avenue Securities LLCMML Investors Services, LLC$25011-28-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Akram Sadat AleahmadUnited Brokerage Services, IncPNC Investments06-13-2018
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Alan L. BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Alan Michael TofigP.J. Robb Variable CorporationPruco Securities, LLC.10-30-2018
Alberto E. HernandezM&T Securities, Inc.SunTrust Investment Services, Inc.04-02-2018
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Aleta Ryder MellonMadison Avenue Securities, LLCCampbell Wealth Management, Inc.$50010-02-2018
Aleta Ryder MellonCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Alex Michael RobinsonLPL Financial LLCCetera Advisors LLC07-31-2018
Alexi SaccoSpire Securities, LLCOppenheimer & Co. Inc.11-06-2018
Ali MozaffarUnited Brokerage Services, IncCapital One Investing, LLC03-26-2018
Amanda Lyvette RobinsonAXA Advisors, LLCCetera Advisor Networks LLC$10012-05-2018
Amy Aulthouse MitchellHemington Wealth ManagementKeystone Asset Management, Inc.10-20-2018
AMY AULTHOUSE MITCHELLKeystone Asset Management, Inc.Altius Financial Advisors, L.L.C.05-19-2018
Amy Elizabeth KempLPL Financial LLCDorsey, Wright & Associates, LLC$15005-09-2018
Amy Filliater GeorgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-16-2018
Andrew Steven HolpeRichmond Quantitative Advisors, LLCKPMG Corporate Finance LLC03-15-2018
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$50010-17-2018
Anna L CarlsonCarlson FinancialGlobal Financial Private Capital, Inc.12-05-2018
Antoinette Marshall LucasOneAmerica Securities, Inc.Morgan Stanley04-03-2018
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Showing 1 to 25 of 332 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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