Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Douglas CollierLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Brian Richard BronkLPL Financial LLCCetera Advisor Networks LLC06-28-2018
Jeffrey David ElsworthLPL Financial LLCCetera Advisors LLC$5010-26-2018
Matthew James PulsipherKMS Financial Services, Inc.Cetera Advisors LLC$2507-20-2018
Michael Patrick RaineriKMS Financial Services, Inc.Cetera Advisors LLC04-24-2018
Tara Hockett WiswallEdward JonesCetera Investment Services LLC09-07-2018
Christopher Riley AveyPlanMember Securities CorporationCetera Investment Services LLC05-16-2018
Rocky Bira ChopraTD Ameritrade Investment Management, LLCCetera Investment Services LLC05-04-2018
Joseph Paul WilliamsCambridge Investment Research, Inc.Charles Schwab & Co., Inc.07-16-2018
Bryce Nicholas NiemiAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.06-06-2018
Alexander Haynes DorellNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-06-2018
Craig Stephen WesselsIntegrity Wealth Management, Inc.Charles Schwab & Co., Inc.03-06-2018
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Gregory K. SwansonASI Wealth Management & Consulting ServicesColumbia River Advisors04-23-2018
Ionut GusuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCompound Interest Investing LLC06-25-2018
Julia Theresa CosseRaymond James & Associates, Inc.Cosse' International Securities, Inc.01-31-2018
Christopher C. KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
Steven Walter JuulSecurities America, Inc.CUSO Financial Services, L.P.10-24-2018
Raymond Joseph Vivian ChirayathVALIC Financial Advisors, Inc.D.A. Davidson & Co.12-21-2018
Edwin Joseph KleinKestra Investment Services, LLCD.A. Davidson & Co.$14901-31-2018
Brooks McCartneyLPL Financial LLCDestra Capital Investments LLC$10011-05-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Nicholas ChampagneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-13-2018
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones10-22-2018
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Showing 26 to 50 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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