Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph BarrettJ.P. Morgan Securities LLCEdward Jones07-24-2018
Bret Patrick EdenswordLPL Financial LLCEdward Jones07-09-2018
John A. GeeCUNA Brokerage Services, Inc.Edward Jones06-15-2018
Mark D. LalichAmeriprise Financial Services, Inc.Edward Jones06-01-2018
Devere Scott DudleyRaymond James Financial Services, Inc.Edward Jones$10005-25-2018
James D. HammerAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-22-2018
Thaddeus Murray AllenFisher InvestmentsFidelity Brokerage Services LLC03-23-2018
Bradley Alan BergerAmeriprise Financial Services, Inc.Financial Advocates Investment Management$2210-26-2018
William Thomas PicklesAmeriprise Financial Services, Inc.Financial Advocates Investment Management10-26-2018
James B. Wilson VIIAmeriprise Financial Services, Inc.Financial Advocates Investment Management10-26-2018
Sarah Jean McgowanVALIC Financial Advisors, Inc.First Command Financial Planning, Inc.09-17-2018
Daniel Lee ObrienLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-01-2018
Kevin Robert WilliamsPlanMember Securities CorporationForesters Equity Services, Inc.$5010-31-2018
James Patrick BatyPlanMember Securities CorporationForesters Equity Services, Inc.10-30-2018
Angel Dejesus CruzCruz Wealth Management, LLCFortis Capital Management LLC05-08-2018
Jere Robert MeyerCetera Advisor Networks LLCFSIC04-16-2018
Brenda Rose PingreeKMS Financial Services, Inc.FSIC02-01-2018
David Michael RothSecurities America, Inc.Geneos Wealth Management, Inc.09-10-2018
Allison Anne Nathe1st Global Capital Corp.Global Financial Private Capital, LLC06-04-2018
Kevin John WilliamsGennaker Capital LLCGoldbloom Wealth Management LLC10-24-2018
Colton LoderCohaloGoldman Sachs & Co.07-19-2018
Matthew Scott MillerUpleft Asset ManagementHallett Advisors11-13-2018
Kristopher Neal KohtzTwo Firs FinancialHD Vest Investment Services12-04-2018
Celeste L. YuTwo Firs FinancialHD Vest Investment Services12-04-2018
Mitchell Felix CzukCetera Financial Specialists LLCHD Vest Investment Services$2506-29-2018
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Showing 51 to 75 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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