Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Steven JonesLPL Financial LLCSignator Investors$80010-30-2018
Dan MaizelNorthwest Investment Advisors, Inc.Signator Investors, Inc.11-09-2018
Robert Walter RiceRoyal Alliance Associates, Inc.Signator Investors, Inc.$15011-02-2018
S. Mclean Mclean JonesRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Steven Greg WeholtRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Paula Lea DeyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Valerie Fay MaciverRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jeffrey Osburn MansurRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Anthony Harry KelleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Jacob Elliot DeyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven Joel JonesLPL Financial LLCSignator Investors, Inc.$10010-26-2018
Carl Preston EshelmanNorthwest Investment Advisors, Inc.Signator Investors, Inc.$5005-31-2018
Daniel James WiersmaLPL Financial LLCSII Investments, Inc.$5002-14-2018
Chad Ray ErwinAllstate Financial Services, LLCState Farm VP Management Corp.02-05-2018
Michael George MiserMerrill Lynch, Pierce, Fenner & Smith IncorporatedStratos Wealth Partners, Ltd02-08-2018
Andrew Edwin WatkinsLPL Financial LLCSummit Brokerage Services, Inc.$10011-09-2018
John Angelo FlavinAspire Capital Advisors LLCSynergy Financial Management, LLC10-15-2018
Michael Dean FettigJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-19-2018
Donald Lynn BlacknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Investment Center, Inc.12-03-2018
Aleksandr Viktorovich SlyusarevJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC10-24-2018
Jared B EglingtonLPL Financial LLCTIAA-CREF Individual & Institutional Services, LLC$5808-06-2018
Mary Jean RorvikU.S. Bancorp Investments, Inc.TIAA-CREF Individual & Institutional Services, LLC07-17-2018
Daniel Alan LewisJourney Financial Services, LLCTradewinds Capital Management, LLC12-11-2018
Lincoln Paul KopetskiLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
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Showing 151 to 175 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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