Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Roderick CilleyLPL Financial LLCU.S. Bancorp Investments, Inc.$2501-07-2019
William Detar ShawNational Securities CorporationUBS Financial Services Inc.11-29-2018
Dustin Bui NguyenRaymond James Financial Services, Inc.UBS Financial Services Inc.10-26-2018
John Michael HeffelFortis Capital Management LLCUBS Financial Services Inc.08-13-2018
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Matthew J. ScaranoAmeriprise Financial Services, Inc.USA Financial Securities Corporation11-06-2018
Robert Edward SkinnerFortune Financial Services, Inc.USAdvisors Wealth Management, LLC$10005-24-2018
Callahan W. WoolettCUSO Financial Services, L.P.VALIC Financial Advisors, Inc.$1007-30-2018
Thomas B McLean Jr.Advitica Financial Planning LLCVestory, LLC08-02-2018
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Arthur Jacob WinstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Kristine K. KannoOpal AdvisorsVoya Financial Advisors, Inc.02-01-2018
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Kris Alan SchilperoortEdward JonesWaddell & Reed$2704-27-2018
Stephen R DempseySecurities America, Inc.Waddell & Reed04-17-2018
Gabriel BarajasLPL Financial LLCWaddell & Reed03-19-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Arthur Everett ChandlerOppenheimer & Co. Inc.Wedbush Securities Inc.03-29-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14510-12-2018
Trenton LayKingsview Asset ManagementWells Fargo Advisors$5511-29-2018
Michael FoodyRBC Wealth ManagementWells Fargo Advisors$12009-26-2018
Mark Graham, Brian BissellStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$17008-10-2018
Doug Dumais, Kirt Fredericks, Kathy HaleRBC Wealth ManagementWells Fargo Advisors$17504-26-2018
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Showing 176 to 200 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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