Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Anne Nathe1st Global Capital Corp.Global Financial Private Capital, LLC06-04-2018
Thomas B McLean Jr.Advitica Financial Planning LLCVestory, LLC08-02-2018
Christopher C. KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
Lee Louise MackessyAllstate Financial Services, LLCWells Fargo Clearing Services, LLC03-02-2018
James D. HammerAllstate Financial Services, LLCFarmers Financial Solutions, LLC02-22-2018
Chad Ray ErwinAllstate Financial Services, LLCState Farm VP Management Corp.02-05-2018
Roger Charles WallerAmerican Independent Securities Group, LLCBerthel, Fisher & Company Financial Services, Inc.01-02-2019
Douglas L LillyAmeriprise Financial Services, Inc.LPL Financial LLC$4911-30-2018
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonAmeriprise Financial Services, Inc.LPL Financial LLC LLC$21710-26-2018
Matthew J. ScaranoAmeriprise Financial Services, Inc.USA Financial Securities Corporation11-06-2018
Bradley Alan BergerAmeriprise Financial Services, Inc.Financial Advocates Investment Management$2210-26-2018
William Thomas PicklesAmeriprise Financial Services, Inc.Financial Advocates Investment Management10-26-2018
James B. Wilson VIIAmeriprise Financial Services, Inc.Financial Advocates Investment Management10-26-2018
Curt Anthony PedersonAmeriprise Financial Services, Inc.MML Investors Services, LLC$8410-16-2018
Kevin Whittlesy O'KeefeAmeriprise Financial Services, Inc.Morgan Stanley$5007-27-2018
Bryce Nicholas NiemiAmeriprise Financial Services, Inc.Charles Schwab & Co., Inc.06-06-2018
Chase Rolland MunozAmeriprise Financial Services, Inc.Key Investment Services LLC$2506-01-2018
Mark D. LalichAmeriprise Financial Services, Inc.Edward Jones06-01-2018
Gregory K. SwansonASI Wealth Management & Consulting ServicesColumbia River Advisors04-23-2018
John Angelo FlavinAspire Capital Advisors LLCSynergy Financial Management, LLC10-15-2018
Deborah Jean DodsonAXA Advisors, LLCPruco Securities, LLC.01-29-2018
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
Joseph Paul WilliamsCambridge Investment Research, Inc.Charles Schwab & Co., Inc.07-16-2018
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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