Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Howard ScheinbaumKMS Financial Services, Inc.VALIC Financial Advisors, Inc.01-11-2018
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley01-11-2018
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
James Michael RidgewayLeeward Financial Partners, LLCLeeward Financial Partners, LLC01-12-2018
Michael D. EmeryLeeward Financial Partners, LLCLeeward Financial Partners, LLC01-12-2018
Stephen M. MarkelIndependent Financial Group, LLCFidelity Brokerage Services LLC$1001-16-2018
Adam S. FallertFisher InvestmentsThrivent Investment Management Inc.01-16-2018
Christopher B BramwellFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2018
David Lee FontanaRainier Financial Group, Inc.David Fontana and Associates, Inc. P.S.01-17-2018
James Dale BecknerAllstate Financial Services, LLCAllstate Financial Services, LLC01-18-2018
Joel Courtney WhiteRaymond James Financial Services, Inc.Securities America, Inc.$5001-19-2018
Matthew M. BordersRaymond James Financial Services, Inc.Securities America, Inc.01-19-2018
Saikou SannehKey Investment Services LLCJ.P. Morgan Securities LLC01-22-2018
Garry Everett BordersRaymond James Financial Services, Inc.Securities America, Inc.01-22-2018
David Geoffrey MannHighland Capital Advisors, LLCLPL Financial LLC01-22-2018
Jonathan Paul HenschenKMS Financial Services, Inc.CFD Investments, Inc.01-23-2018
Benjamin David RogersPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-23-2018
Christopher Robert WolpertMML Investors Services, LLCMWA Financial Services Inc.01-23-2018
Alissa Ellen DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Daniel Anthony DavisJ.P. Morgan Securities LLCThrivent Investment Management Inc.01-24-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Asya V GubskayaD.A. Davidson & Co.Scottrade, Inc.01-24-2018
Shane P. LarsonKMS Financial Services, Inc.SP Larson Financial Planning, LLC01-25-2018
Calvin Thomas RobinsonKMS Financial Services, Inc.Goldbloom Wealth Management LLC01-26-2018
Lisa Marie BurkeNorthern Capital Retirement Services, Inc.Merriman01-26-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.