Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott HutchisonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2018
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Aleksandr Viktorovich SlyusarevJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC10-24-2018
Alexander Haynes DorellNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-06-2018
Alexander Jackson MooreRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
Alissa Ellen DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Allison Anne Nathe1st Global Capital Corp.Global Financial Private Capital, LLC06-04-2018
Amy Barbara BarnesFirebrand Wealth Management, LLCAldrich Wealth LP04-17-2018
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley$5001-11-2018
Andrew Dustin NormanAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.$2511-26-2018
Andrew Edwin WatkinsLPL Financial LLCSummit Brokerage Services, Inc.$10011-09-2018
Andrew Lucas FinniganCommonwealth Financial NetworkLPL Financial LLC$2509-24-2018
Angel Dejesus CruzCruz Wealth Management, LLCFortis Capital Management LLC05-08-2018
Angela Kay SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-10-2019
Anthony Harry KelleyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Aron Michael ThompsonD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-18-2018
Aron ThompsonD.A. Davidson & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated$12006-19-2018
Arthur Everett ChandlerOppenheimer & Co. Inc.Wedbush Securities Inc.03-29-2018
Arthur Jacob WinstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Audra L PerkinsNR Smith & Associates, P.S.LPL Financial LLC02-28-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonAmeriprise Financial Services, Inc.LPL Financial LLC LLC$21710-26-2018
Blaine Robbi CarverMarsJewett Financial Group, IncCetera Advisor Networks LLC07-16-2018
Bradley Alan BergerAmeriprise Financial Services, Inc.Financial Advocates Investment Management$2210-26-2018
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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