Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick McDonaldViridian RIA, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
James Ian MaherFisher InvestmentsAmeriprise Financial Services, LLC01-11-2019
William Albert HamFisher InvestmentsJohn Hancock Distributors LLC01-11-2019
Michael Richard BellKMS Financial Services, Inc.MML Investors Services, LLC01-11-2019
Julie Marie Rose HansonTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Jason Allen WhitlockFisher InvestmentsJ.P. Morgan Securities LLC01-09-2019
Jordan C FowlerFisher InvestmentsFidelity Personal and Workplace Advisors01-09-2019
Anthony JohnsonFisher InvestmentsTD Ameritrade, Inc.01-09-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC01-08-2019
Lincoln Paul KopetskiLPL Financial LLCU.S. Bancorp Investments, Inc.01-07-2019
Katherine Marie BenjaminColumbia Advisory Partners, LLCKMS Financial Services, Inc.01-07-2019
Michael Howard GordonTen Capital Wealth Advisors, LLCMutual Securities, Inc.01-03-2019
David C GordonTen Capital Wealth Advisors, LLCMutual Securities, Inc.01-03-2019
Howard Joseph EnglehartKMS Financial Services, Inc.Cetera Advisors LLC01-02-2019
Roger Charles WallerAmerican Independent Securities Group, LLCBerthel, Fisher & Company Financial Services, Inc.01-02-2019
Edwin Ambrose DayKCD Financial, Inc.Heritage Benefits Investment Management, LLC12-27-2018
Christine GuoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC12-27-2018
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC12-20-2018
Charles Francis Taylor JrJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
David Douglas OstronicTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC12-18-2018
Larry Brook MayberryFisher InvestmentsNorthwestern Mutual Investment Services, LLC12-18-2018
Johnathon James HoffmanFisher InvestmentsNorthwestern Mutual Investment Services, LLC12-17-2018
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Robert Laurence KundeWoodbury Financial Services, Inc.Centaurus Financial, Inc.12-14-2018
Next Page »

Showing 1 to 25 of 365 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.