Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Kay SimmonsWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC01-10-2019
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Gregory Roger FreitagInvestacorp, Inc.KMS Financial Services, Inc.01-02-2019
Roger Charles WallerAmerican Independent Securities Group, LLCBerthel, Fisher & Company Financial Services, Inc.01-02-2019
Dustin Ryan MichaelsonThrivent Investment Management Inc.Wells Fargo Clearing Services, LLC12-26-2018
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Raymond Joseph Vivian ChirayathVALIC Financial Advisors, Inc.D.A. Davidson & Co.12-21-2018
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Robert Laurence KundeWoodbury Financial Services, Inc.Centaurus Financial, Inc.12-14-2018
Robyn Pomprowitz MeyerPathMont Investment ManagementKMS Financial Services, Inc.12-14-2018
Gary Lee MeagherLPL Financial LLCCetera Advisor Networks LLC12-12-2018
Daniel Alan LewisJourney Financial Services, LLCTradewinds Capital Management, LLC12-11-2018
Kent Alan Maclachlan Jr.MacLachlan Wealth ManagementAdvicePeriod, LLC12-06-2018
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
James Richard JacksonLPL Financial LLCCetera Advisor Networks LLC12-05-2018
Kristopher Neal KohtzTwo Firs FinancialHD Vest Investment Services12-04-2018
Celeste L. YuTwo Firs FinancialHD Vest Investment Services12-04-2018
Donald Lynn BlacknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Investment Center, Inc.12-03-2018
William Detar ShawNational Securities CorporationUBS Financial Services Inc.11-29-2018
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Adam Tyler CostarellaAmeriprise Financial Services, Inc.Voya Financial Advisors, Inc.11-26-2018
Michael M. SanderSander Capital Advisors, Inc.J.P. Morgan Securities LLC11-20-2018
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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