Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Michael EspositoPruco Securities, LLC.Charles Schwab & Co., Inc.03-28-2018
Stephen M. SchultzPruco Securities, LLC.Client One Securities LLC05-15-2018
Timothy James WagnerPruco Securities, LLC.Edward Jones02-06-2018
Benjamin David RogersPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-23-2018
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Joseph Matthew BarrPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC06-05-2018
Jason Cole StorjohannPruco Securities, LLC.Voya Investments Distributor, LLC03-20-2018
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.