Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Richard BellKMS Financial Services, Inc.MML Investors Services, LLC01-11-2019
William Eric KernEquity Services, Inc.E*TRADE Securities LLC01-11-2019
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
Jordan C. FowlerFisher InvestmentsFidelity Personal and Workplace Advisors01-09-2019
Brian Alfredo SalgueroU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC01-09-2019
Julien Henri LevequeKey Investment Services LLCJ.P. Morgan Securities LLC01-09-2019
Calvin ChanKey Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-08-2019
Stanley Ronald Fells Jr.TD Ameritrade Investment Management, LLCEsoteric Wealth Partners LLC01-03-2019
Michael Howard GordonTen Capital Wealth Advisors, LLCMutual Securities, Inc.01-03-2019
David C. GordonTen Capital Wealth Advisors, LLCMutual Securities, Inc.01-03-2019
Howard Joseph Englehart IIKMS Financial Services, Inc.Cetera Advisors LLC01-02-2019
Christine GuoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-27-2018
Edwin Ambrose DayKCD Financial, Inc.Heritage Benefits Investment Management, LLC12-27-2018
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Noah MinkKey Investment Services LLCCitigroup Global Markets Inc.12-17-2018
Robert Laurence KundeWoodbury Financial Services, Inc.Centaurus Financial, Inc.12-14-2018
Robyn Pomprowitz MeyerPathMont Investment ManagementKMS Financial Services, Inc.12-14-2018
Aric Michael HarrisFisher InvestmentsPNC Investments12-14-2018
Ross Michael RubinsteinBrighton Jones LLCMorgan Stanley12-12-2018
Gary Lee MeagherLPL Financial LLCCetera Advisor Networks LLC12-12-2018
Daniel Alan LewisJourney Financial Services, LLCTradewinds Capital Management, LLC12-11-2018
Kent Alan Maclachlan Jr.MacLachlan Wealth ManagementAdvicePeriod, LLC12-06-2018
Jason Jeffry LongFisher InvestmentsCharles Schwab & Co., Inc.12-06-2018
Next Page »

Showing 1 to 25 of 167 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.