Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$101-10-2019
Terry L GroomCUNA Brokerage Services, Inc.VALIC Financial Advisors, Inc.$1001-09-2019
Stephanie CraigLPL Financial LLCPFS Investments Inc.01-07-2019
Michael William MeridithPerk PlanningCIBC World Markets Corp.12-21-2018
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
Michael S MannRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated12-19-2018
Stephen Paksing FungPackerland Brokerage Services, Inc.Foresters Equity Services, Inc.12-14-2018
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Jennifer Anne KinzlerLPL Financial LLCRaymond James Financial Services, Inc.$1012-07-2018
Laura Ann StanekLPL Financial LLCRaymond James Financial Services, Inc.$3712-07-2018
Leslie Kenneth GayLPL Financial LLCRaymond James Financial Services, Inc.$10012-07-2018
Peter Daniel WelshLPL Financial LLCRaymond James Financial Services, Inc.$2512-07-2018
Rachel Lee O'GradyJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.12-03-2018
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
David Robert McnurlenAllstate Financial Services, LLCFBL Investment Management Services, Inc.11-30-2018
Joshua Robert GrotheerEdward JonesFidelity Personal and Workplace Advisors11-30-2018
Benjamin Carl TompkinsWoodbury Financial Services, Inc.Regulus Advisors, LLC11-16-2018
Peter KontichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2711-16-2018
Derek Matthew HahnWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5011-14-2018
Elizabeth Ellen SwartWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$15011-14-2018
Dale KolarLPL FinancialEdward Jones$9011-09-2018
Christopher Gerard PfauEdward JonesTransamerica Investors Securities Corporation11-09-2018
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$2511-09-2018
Deanna Cilnyk RoegerCetera Advisor Networks LLCCambridge Investment Research, Inc.11-06-2018
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Showing 1 to 25 of 154 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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