Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC11-05-2018
Theresa Ann ArtacPark Avenue Securities LLCAmeriprise Financial Services, LLC11-01-2018
Joseph Oliver MartinGoalBridge Wealth Management, LLCAmeriprise Financial Services, LLC$2507-30-2018
Lauren OBrienEdward JonesAmeriprise Financial Services, LLC05-14-2018
William David TearseFidelity Brokerage Services LLCAmeriprise Financial Services, LLC02-13-2018
Cole Foster NicholsEdward JonesAmeriprise Financial Services, LLC01-29-2018
Eric Phillip AdlerCoordinated Capital Securities, Inc.Ameriprise Financial Services, LLC01-16-2018
Dana Marie SobleskeyPackerland Brokerage Services, Inc.Associated Investment Services, Inc.02-05-2018
Patrick John PoeschelPackerland Brokerage Services, Inc.Avantax Investment Services, Inc.11-16-2018
Stefani Jean FiedlerValMark Advisers, Inc.B&E Investment Advisers, Inc.06-13-2018
Michael George RatkovitchRobert W. Baird & Co. IncorporatedB. C. Ziegler and Company$5002-09-2018
John Robert MortonBoardwalk Financial Strategies LLCBalasa Dinverno Foltz LLC03-29-2018
Roy Eliel CarreraPruco Securities, LLC.Berthel, Fisher & Company Financial Services, Inc.08-22-2018
Stacey K RennWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.12-03-2018
Elizabeth Ellen SwartWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$15011-14-2018
Derek Matthew HahnWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.11-14-2018
John Joseph MassieLPL Financial LLCBMO Harris Financial Advisors, Inc.10-11-2018
Nicholas Charles HunzingerValMark Securities, Inc.BMO Harris Financial Advisors, Inc.08-14-2018
Zachary R MichaelJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.06-11-2018
Jacquelyn Marie GrafU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-13-2018
Peter Gerard KoleskeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.02-12-2018
Robert Joseph JoyceOperose Advisors LLCBULL MOOSE INVESTMENTS LLC04-03-2018
Randall Scott BehnkeAmeriprise Financial Services, LLCCapital Financial Services, Inc.$15008-24-2018
Greg Robert JanssenLPL Financial LLCCetera Advisor Networks LLC11-12-2018
Matthew Allen SternkopfLPL Financial LLCCetera Advisor Networks LLC11-12-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.