Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated01-10-2019
Peter KontichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2711-16-2018
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5011-09-2018
John E. SteinkeAmeriprise Financial Services, Inc.Harbour Investments, Inc.$2511-01-2018
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Randall Scott BehnkeAmeriprise Financial Services, Inc.Capital Financial Services, Inc.$15008-24-2018
Cory Lee WrightAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.08-02-2018
Darrin Michael SharpAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-18-2018
Lori Jean BarryAmeriprise Financial Services, Inc.INVESTMENT PROFESSIONALS, INC.07-03-2018
Eileen Renee MenacherAmeriprise Financial Services, Inc.INVEST Financial Corporation06-18-2018
Sarah Kathleen WiersmaAmeriprise Financial Services, Inc.LPL Financial LLC$2505-11-2018
Julie Marie GurkowskiAmeriprise Financial Services, Inc.Cetera Investment Services LLC05-04-2018
Ronald John KreselAmeriprise Financial Services, Inc.Hermening Advisory Services Llc$5004-18-2018
George Samuel HoffmanAmeriprise Financial Services, Inc.Hermening Advisory Services Llc$2504-18-2018
Gregory Paul SchauerAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-09-2018
James A. Cotturone Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-09-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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