Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph ReedLPL Financial LLC1st Global Capital Corp.$10001-03-2019
James J CaristiaLPL Financial LLC1st Global Capital Corp.01-03-2019
David HendersonLPL Financial LLC1st Global Capital Corp.01-03-2019
Natacha Tania SmithLPL Financial LLC1st Global Capital Corp.$2501-02-2019
Michael StieglitzLPL Financial LLC1st Global Capital Corp.$1001-02-2019
Karen Yvonne HolmesLPL Financial LLC1st Global Capital Corp.12-19-2018
Mariette Denise Luchini-JacobsonHD Vest Investment Services1st Global Capital Corp.12-12-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$2512-05-2018
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.11-06-2018
Philip Jesus HerreraHD Vest Investment Services1st Global Capital Corp.10-18-2018
John Reid GreenEGP Wealth Management, LLC1st Global Capital Corp.10-16-2018
Harold Anthony MorinAmeriprise Financial Services, Inc.1st Global Capital Corp.10-03-2018
Erik George FordCambridge Investment Research, Inc.1st Global Capital Corp.$2510-01-2018
Scott Steven BrownRoyal Alliance Associates, Inc.1st Global Capital Corp.$5009-21-2018
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Mary Lauren SantiniUnited Capital Financial Advisers1st Global Capital Corp.08-20-2018
Kelon Carter HallLPL Financial LLC1st Global Capital Corp.07-31-2018
Hanna Christel FleckAmeritas Investment Corp.20/20 Capital Management, Inc$1009-17-2018
Lawrence David SilvermanAmeriprise Financial Services, Inc.360 Wealth Management, LLC$1001-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Sean I. McdougleNest Financial LLC360 Wealth Management, LLC11-05-2018
Bruce A. LewinB. Riley Wealth Management360 Wealth Management, LLC$10008-27-2018
David Paul MastersEdward JonesAccelerated Capital Group09-17-2018
Matthew Naniola PavichChalice Capital Partners, LLCAccelerated Capital Group$1008-11-2018
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Showing 1 to 25 of 5,441 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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