Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Kristen Ann DawsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Amanda Vail RidgewayEdward JonesWildes Financial Strategies, Inc01-08-2019
Craig Upton ColbyEdward JonesLiberty Partners Financial Services, LLC01-07-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Joshua Michael ShafferEdward JonesHD Vest Investment Services01-07-2019
John Paul NordstromEdward JonesCambridge Investment Research Advisors, Inc.12-20-2018
Irene Enriquez SimpsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Michelle Lee DubenaEdward JonesCitizens Securities, Inc.12-19-2018
Patrick Wayne NorrisEdward JonesThrivent Investment Management Inc.12-17-2018
Suzette Lee McIntyreEdward JonesRaymond James Financial Services, Inc.12-17-2018
Robert Nathan WillisonEdward JonesLPL Financial LLC12-14-2018
Charles Knight PettitEdward JonesFDX Capital LLC12-10-2018
Emma J. AragonEdward JonesWells Fargo Clearing Services, LLC12-10-2018
Zachary Ross HebbertEdward JonesRaymond James Financial Services, Inc.12-10-2018
Geoffrey Chadwick RaynorEdward JonesOhio National Equities, Inc.12-07-2018
Jesus Salazar SalazarEdward JonesPFS Investments Inc.12-06-2018
Michael Aldrich HarperEdward JonesLPL Financial LLC11-30-2018
Jeffrey Philip BordenEdward JonesJ.P. Morgan Securities LLC11-30-2018
Joshua Robert GrotheerEdward JonesFidelity Brokerage Services LLC11-30-2018
Joseph Paul TauerEdward JonesCetera Advisor Networks LLC11-30-2018
Ryan Andrew FrankEdward JonesAllstate Financial Services, LLC11-28-2018
Robert Angel MolinaEdward JonesSeverin Investments LLC11-26-2018
Gregory C. VickersEdward JonesLPL Financial LLC11-21-2018
Next Page »

Showing 1 to 25 of 128 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.