Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine Carmichael MorosaniEdward Jones1st Global Capital Corp.11-16-2018
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, Inc.01-02-2019
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, Inc.$5011-02-2018
Karl Andrew MundtCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2508-24-2018
Robby Edward Ammons Jr.Pruco Securities, LLC.Bankers Life Securities, Inc.09-14-2018
Geoffrey Alexander ElliottUBS Financial Services Inc.Bankers Life Securities, Inc.07-26-2018
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Joel Dermont AyersAmeriprise Financial Services, Inc.BB&T Securities, LLC12-19-2018
Christopher Michael ReaumeLPL Financial LLCBB&T Securities, LLC12-19-2018
Shelley Anne KnightCambridge Investment Research, Inc.BB&T Securities, LLC09-21-2018
Steven Edward Brendle1st Global Advisors IncBrendle Financial Group, LLC08-17-2018
Winnie Hui KnappTranscend Financial Advisors Inc.Cambridge Investment Research, Inc.11-19-2018
Robert George Burleson Jr.Keel Point Capital, LLCCambridge Investment Research, Inc.$5010-16-2018
Mark Sean KellyUniversity Financial Strategies, LLC.Cambridge Investment Research, Inc.07-23-2018
Jeremy Michael RemilyIntercarolina Financial Services, Inc.Capital Financial Services, Inc.$2011-16-2018
Debra Jeanne CarmodyFortune Financial Services, Inc.Capital Investment Group, Inc.01-02-2019
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Group, Inc.$5011-28-2018
Daniel Lashalle GordonLPL Financial LLCCFD Investments, Inc.$15009-20-2018
Christopher Michael ChattoVerity Investments, Inc.Client One Securities LLC11-13-2018
Graham Andrew JonesSecurities America, Inc.Deep River Capital Advisors, LLC08-01-2018
Christopher L. DiasWells Fargo Clearing Services, LLCEdward Jones09-17-2018
James Henry Johnson IIILPL Financial LLCEdward Jones09-10-2018
David Anthony SheldonWells Fargo Clearing Services, LLCEdward Jones08-09-2018
Robert J. WaglerReliant Investment Partners, LLCEmerald Investment Partners, LLC10-19-2018
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Showing 1 to 25 of 164 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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