Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Kenneth BrandtAeon Capital IncWynston Hill Capital, LLC$2509-14-2018
Hans J TaenzerAlliance Wealth Management Group, LLCHANS J. TAENZER, CPA, LLC10-23-2018
Gennaro CostigliolaAllstate Financial Services, LLCQuest Capital Strategies, Inc.12-11-2018
Robert Irgens BlackAllstate Financial Services, LLCAXA Advisors, LLC11-01-2018
Brian Patrick BevinsAmerican Portfolios Financial Services, Inc.Securian Financial Services, Inc.12-19-2018
Zakkour H ChiviAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10001-04-2019
Jason Andrew TaubAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5011-15-2018
Jonathan Charles PhilportAmeriprise Financial Services, Inc.AXA Advisors, LLC11-07-2018
Margaret Ann LaquidaraAmeriprise Financial Services, Inc.Investment Professionals, Inc.09-11-2018
Joanna Maria JervisAmeriprise Financial Services, Inc.Summit Brokerage Services, Inc.08-16-2018
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
Glad M. PerezAPW Capital, Inc.Insight Private Advisors, LLC$15001-02-2019
James Herbert Hunt IVAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Martin Robert NielsenAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Stephen Anthony MolinelliAPW Capital, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
John Howard ChapelAPW Capital, Inc.Purshe Kaplan Sterling Investments$1701-02-2019
Kevin Edward RyanAPW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Willard David Moore Jr.APW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Eric William LathropAPW Capital, Inc.Purshe Kaplan Sterling Investments01-02-2019
Frank James Savasta IIAXA Advisors, LLCSecurian Financial Services, Inc.12-05-2018
Christopher John BakerAXA Advisors, LLCMacquarie Capital (USA) Inc.08-07-2018
David Grant SteppBeacon Global Advisor Network, LLCAmerican Portfolios Financial Services, Inc.01-02-2019
Timothy Francis SkinnerBuckman, Buckman & Reid, Inc.Morgan Stanley$15011-30-2018
John Charles Von NessenCambridge Investment Research, Inc.Purshe Kaplan Sterling Investments$2501-02-2019
Nicholas Frank SaundersCentaurus Financial, Inc.Summit Brokerage Services, Inc.$4008-20-2018
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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