Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelon Carter HallLPL Financial LLC1ST GLOBAL ADVISORS INC07-31-2018
Cynthia Elizabeth SheltonSecurities America, Inc.1st Global Capital Corp.$25012-05-2018
Janet Denise SharpRobert W. Baird & Co. Incorporated1st Global Capital Corp.11-01-2018
Michael Otto KurzCetera Advisor Networks LLC1st Global Capital Corp.10-03-2018
Brian Dale TrowbridgeLevel Four Advisory Services1st Global Capital Corp.09-21-2018
Jack Donald BeckerBecker Capital Management1st Global Capital Corp.09-20-2018
Julie Ann FlynnRoyal Alliance Associates, Inc.1st Global Capital Corp.08-20-2018
Mary Lauren SantiniUnited Capital Financial Advisers1st Global Capital Corp.08-20-2018
Lawrence David SilvermanAmeriprise Financial Services, Inc.360 Wealth Management, LLC$10001-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC$10001-11-2019
Sean I. McdougleNest Financial LLC360 Wealth Management, LLC11-05-2018
Atif Iqbal MughalLPL Financial LLC360 Wealth Management, LLC$25009-14-2018
Bruce A. LewinB. Riley Wealth Management360 Wealth Management, LLC$10008-27-2018
Kristen Sanders LeclairMJR Financial994 Group11-26-2018
Christopher Duncan CreedVenturi Private WealthAFAM Capital, Inc.11-02-2018
Stephanie Mulder BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.11-30-2018
Christopher David SheetsJ.P. Morgan Securities LLCAllianceBernstein L.P.09-07-2018
Forrest R. GreenJ.P. Morgan Securities LLCAllianceBernstein L.P.09-07-2018
Victoria Albaugh ReedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Allstate Financial Services, LLC$50001-10-2019
Divia E. CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-10-2019
Cynthia M. MichelPruco Securities, LLC.Allstate Financial Services, LLC12-13-2018
Mark Perry KissingerNYLIFE Securities LLCAllstate Financial Services, LLC$10011-27-2018
Helen Renee MorganAvantax Investment Services, Inc.Allstate Financial Services, LLC09-20-2018
Gregory Marshall BrucherCapital Investment Advisors, LLCAltegris Investments, LLC11-12-2018
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$50001-11-2019
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Showing 1 to 25 of 554 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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