Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Harkins, Michelle Cortes-Harkins Commonwealth Financial NetworkLPL Financial$5802-19-2019
Alan David JacobsonLincoln Financial Advisors CorporationCitizens Securities, Inc.$15002-11-2019
Carolyn Leticia Mora1st Global Capital Corp.HD Vest Investment Services$102-11-2019
Corey James CordrayFifth Third Securities, Inc.J.P. Morgan Securities LLC02-11-2019
Corey M. LashellsPackerland Brokerage Services, Inc.Questar Capital Corporation02-11-2019
Deryck Ian GryneCetera Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC$5002-11-2019
Frank Alfred LeyesCommonwealth Financial NetworkGeneos Wealth Management, Inc.$102-11-2019
Jon Charles HutchisonLPL Financial LLCLincoln Financial Securities Corporation$1002-11-2019
JOSEPH WEBB IIIInspireIFS Securities02-11-2019
Joshua Augustus EllerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-11-2019
Mark Charles Di MariaClient One Securities LLCG. A. Repple & Company02-11-2019
Morgan Manfre MurdockRaymond James Financial Services, Inc.Edward Jones$102-11-2019
Natalie R TurmanFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC02-11-2019
Perry Joseph MatternMattern Capital Management, LLCWells Fargo Clearing Services, LLC02-11-2019
Richard O AshmeadeFarmers Financial Solutions, LLCJ.P. Morgan Securities LLC02-11-2019
Richard Wayne CuvelierRaymond James Financial Services, Inc.Edward Jones$15002-11-2019
Robert Charles Mehlin Jr.Coastal Equities, Inc.Wells Fargo Advisors Financial Network, LLC$8802-11-2019
Ryan Thomas NagleSequentis Capital LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2019
Susan M. TaylorSynovus Securities, Inc.BBVA Securities Inc.02-11-2019
Craig RussGladstone AdvisorsAmeriprise Financial$6002-08-2019
Anthony Charles LarosaPrivate Counsel Group, Ltd.J.J.B. Hilliard, W.L. Lyons, LLC02-08-2019
Anthony J SpringSecurities America, Inc.Questar Capital Corporation$2502-08-2019
Brett M GattaSecurities America, Inc.Park Avenue Securities LLC02-08-2019
Burton Irwin GranthamHighPointe WealthEdward Jones02-08-2019
Carl Frederick Worden IIIEquity Advisors, LLCCentaurus Financial, Inc.02-08-2019
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Showing 1 to 25 of 7,914 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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