Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew James JaegerSilver Leaf Partners, LLCLPL Financial LLC03-15-2019
Bo Jun WangLandolt Securities, Inc.NI Advisors$5003-15-2019
Brett Jay DiamondRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Carol Ann ScatoliniSummit Brokerage Services, Inc.Wells Fargo Advisors Financial Network, LLC$103-15-2019
Chad Michael CurtisRegulus Advisors, LLCBankers Life Securities, Inc.03-15-2019
Darryl John AdamsPlanMember Securities CorporationFortune Financial Services, Inc.$103-15-2019
David Daniel CohenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$2503-15-2019
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
Elizabeth A CoxMutual Securities, Inc.Asset Solutions, Inc.03-15-2019
George Cook Howell IVWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-15-2019
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
James Dennis YarbroughWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-15-2019
Jason Anthony BottenfieldRaymond James Financial Services, Inc.Morgan Stanley$15003-15-2019
Jason Dean SandsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15003-15-2019
Jason N GlazierEdward JonesAmeriprise Financial Services, Inc.$103-15-2019
John RossAmeriprise Financial Services, Inc.MML Investors Services, LLC03-15-2019
Joseph Stewart GilbertWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated03-15-2019
Joshua Allen SmailKey Investment Services LLCSigma Financial Corporation03-15-2019
Justin Mckenzie CallenderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Kevin F McnellyCetera Advisors LLCUnited Planners' Financial Services of America A Limited Partner03-15-2019
Kimberly A VaughnB.B. Graham & Company, Inc.RBC Capital Markets, LLC$15003-15-2019
Mark Holmes BoettcherSorrento Pacific Financial, LLCForeside Fund Services, LLC03-15-2019
Mollyo NicholsonRaymond James Financial Services, Inc.Calton & Associates, Inc.$2503-15-2019
Richard Allen YercheckCapital Investment Group, Inc.Prospera Financial Services, Inc.03-15-2019
Next Page »

Showing 1 to 25 of 7,765 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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