Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Morgan Glasser Jr.Optas, LLCWELLS FARGO CLEARING SERVICES, LLC05-07-2019
Meghan Michelle RaileyOptas, LLCWELLS FARGO CLEARING SERVICES, LLC05-07-2019
John Francis StojSafebridgeTransamerica Financial Advisors, Inc05-02-2019
Lindsay Ann FrazierXennial Planning LLCGWFS Equities, Inc04-29-2019
Ryan Mathew FleischerRevolution Capital, LLCLPL Financial LLC04-29-2019
Albert Norris Dashiell Jr.Dempsey Lord Smith, LLCCapital Investment Group, Inc.$104-26-2019
David Henry HohimerHohimer Wealth Management, LLCWells Fargo Clearing Services, LLC04-25-2019
Bryce John BaldwinLPL Financial LLCRaymond James Financial Services Advisors, Inc04-24-2019
Christopher Anthony LundCetera Advisor Networks LLCCapital Analysts, Inc$5004-24-2019
Gary Stephen HuselHighTower Securities, LLCTD AMERITRADE INVESTMENT MANAGEMENT, LLC04-24-2019
Jon Kelly HendersonLPL Financial LLCInfinex Investments, Inc.$10004-24-2019
Michael Anthony TavelTavel Insurance & Financial Services, LLCLPL Financial LLC04-24-2019
Robert James SchupKMS Financial Services, Inc.On Investment Management Co04-24-2019
Ronald Edward WilsonAllstate Financial Services, LLCMML Investors Services, Inc.$2504-24-2019
James Ronald PilatMutual Securities, Inc.Regulus Advisors, LLC04-23-2019
Nicholas H. HopwoodMutual Securities, Inc.Regulus Advisors, LLC04-23-2019
Ashlee Isola De SteigerGunder Wealth Management, LLCRaymond James Financial Services, Inc.04-22-2019
Janice Powers WilliamsCadaret, Grant & Co., Inc.Paradigm Consulting, Inc.$5004-22-2019
Kristopher M. WadsworthLPL Financial LLCSagePoint Financial, Inc.$5004-22-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
Philip Timothy WielochCalton & Associates, Inc.Capital Financial Services, Inc.04-22-2019
Ronald Henry Bender Jr.LPL Financial LLCCitizens Securities, Inc.$15004-22-2019
Steven Charles LimLPL Financial LLCSorrento Pacific Financial, LLC$1004-22-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
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Showing 1 to 25 of 6,846 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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