Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Epperson, Justin P. RyanRockefeller Capital ManagementUBS Financial Services$2,00012-07-2018
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10012-06-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22512-06-2018
John CurcioRaymond JamesSanford C. Bernstein & Co. $12012-05-2018
Jack Mayer, Robert MayerStifel Nicolaus & Co.Hilliard Lyons$5412-04-2018
Derek Rosenberg, Richard Orleck, Travis DocykAmeriprise FinancialWells Fargo Advisors$27312-04-2018
Tom QuirkLPL FinancialRaymond James$20012-04-2018
Stephen BradleyRaymond JamesUBS Financial Services$16012-04-2018
Betty Schutte-Box, Troy YenserRaymond JamesWells Fargo Advisors$22212-04-2018
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5412-03-2018
Keith CreechStifel Nicolaus & Co.Wells Fargo Advisors$20012-03-2018
George WaltonStifel Nicolaus & Co.Wells Fargo Advisors$22512-03-2018
Ronald H. Holmes, Whitney E. RileyJanney Montgomery ScottBank of America Merrill Lynch$20011-30-2018
Richard Fisher and Dan SullivanRobert W. Baird & Co.Oppenheimer$22811-30-2018
Dale KolarLPL FinancialEdward Jones$9011-30-2018
James AsplinLPL FinancialEdward Jones$18011-30-2018
Trenton LayKingsview Asset ManagementWells Fargo Advisors$5511-29-2018
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18511-29-2018
Joseph Gronwald, Ryan Katahara, David NakamotoAmeriprise FinancialBank of America Merrill Lynch$18811-29-2018
Morris MayerfieldLPL FinancialCadaret Grant$17011-21-2018
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-19-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34611-19-2018
Timothy DijakAmeriprise FinancialRaymond James$13911-19-2018
John PavelkaAmeriprise FinancialWells Fargo$12511-19-2018
Debra Feaser, Michael EisenbraunAmeriprise FinancialEdward Jones$21511-19-2018
Next Page »

Showing 1 to 25 of 140 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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