Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Epperson, Justin P. RyanRockefeller Capital ManagementUBS Financial Services$2,00012-07-2018
Aaron Kyle RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC$2512-07-2018
Alton B Raney IILPL Financial LLCKestra Investment Services, LLC$112-07-2018
Andrew Henry RadziwonKovack Securities Inc.Ameriprise Financial Services, Inc.12-07-2018
Bret Myles KinzlerInfinex Investments, Inc.ALERUS SECURITIES CORPORATION$112-07-2018
Brian Timothy ConlonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-07-2018
Dana Bruce DavidsonHilltop Securities Independent Network Inc.Cetera Advisor Networks LLC$112-07-2018
Desiree Ann ReilCordasco Financial Network, LLCVALIC Financial Advisors, Inc.12-07-2018
Dmitriy KonnovJ.P. Morgan Securities LLCMML Investors Services, LLC12-07-2018
Dorothy Alice AdairWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Elson T ChristianWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Geoffrey Willis ShawJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-07-2018
Howard Steven MeyersonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-07-2018
J Darren HillisAmeriprise Financial Services, Inc.Morgan Stanley12-07-2018
James Michael BresnahanLPL Financial LLCQuestar Capital Corporation$4712-07-2018
Jason William BostianWells Fargo Clearing Services, LLCMorgan Stanley12-07-2018
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$5012-07-2018
Jennifer Anne KinzlerLPL Financial LLCRaymond James Financial Services, Inc.$1012-07-2018
Justin Pace RyanRockefeller Financial LLCUBS Financial Services Inc.12-07-2018
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC$2312-07-2018
Kenneth Joseph McguireMcGuire Financial Services, Inc.Global Financial Private Capital, LLC12-07-2018
Laura Ann StanekLPL Financial LLCRaymond James Financial Services, Inc.$3712-07-2018
Leslie Kenneth GayLPL Financial LLCRaymond James Financial Services, Inc.$10012-07-2018
Lucas M BartonCetera Advisor Networks LLCLockton Financial Advisors, LLC12-07-2018
Marilyn Ashley RiosDakota Wealth, LLCDAKOTA WEALTH, LLC12-07-2018
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Showing 1 to 25 of 2,103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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