Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
Elisabeth Davis Baldwin1st Global Capital Corp.Cetera Investment Services LLC$10010-23-2018
Kristen Sanders Leclair994 Group994 Group11-26-2018
Nicole R MeihoferA&O AdvisorsFort Point Capital Partners LLC01-02-2019
Jean-Matthieu JosseA.G.P / Alliance Global PartnersAegis Capital Corp.11-02-2018
Charles Henry Garrido Jr.A.G.P / Alliance Global PartnersMcDonald Partners LLC$2510-30-2018
Seth A. RosenbergAbility FirstCapital Executive Solutions01-10-2019
David M WinerAccess Wealth Management, Inc.Silver Pine Capital, LLC11-05-2018
Robert Joseph Ellinger IIIAction Point Retirement Group LLCAction Point Financial Planning, LLC11-30-2018
Alan Mitchell GelbAdvicePeriod, LLCWESCAP Group10-31-2018
Michael Thomas BakerAdvisory Alpha, LLCAdvosion01-10-2019
Rush Merrill JamesAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Christopher Allen GrahamAE Wealth Management, LLCBrookstone Capital Management LLC01-08-2019
Bilal Ali AquilAE Wealth Management, LLCRegal Investment Advisors LLC12-13-2018
Jason Palomares LavariasAE Wealth Management, LLCIntervest International Equities Corporation12-13-2018
Brett Thomas LawlessAE Wealth Management, LLCAmeriprise Financial Services, LLC12-03-2018
Matthew CarlinAE Wealth Management, LLCClient One Securities LLC$5011-09-2018
Kipp Collett CrewAE Wealth Management, LLCHorter Investment Management, LLC10-31-2018
Nancy FrommAE Wealth Management, LLCBrookstone Capital Management LLC10-29-2018
Cristina AcostaAE Wealth Management, LLCBrookstone Capital Management LLC10-29-2018
Jonathan David AltmeyerAE Wealth Management, LLCRoyal Fund Management, LLC10-16-2018
Patrick Thomas DonohueAegis Capital Corp.UBS Financial Services Inc.$10012-07-2018
Fabio Lazaro FilgueirasAegis Capital Corp.Citigroup Global Markets Inc.12-03-2018
Todger Allen StrunkAethos Investment ManagementSunTrust Advisory Services, Inc.11-21-2018
Reggie U. AlilonuAlilonu Financial Services, LLCAvantax Investment Services, Inc.10-30-2018
Next Page »

Showing 1 to 25 of 4,514 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.