Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Masoud MohebiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-11-2018
Kyle Andrew OlsonU.S. Bancorp Investments, Inc.Northwestern Mutual Investment Services, LLC10-11-2018
Zhenxing LaoHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC10-11-2018
Linda K. BrouilletteInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Anne Marie MolterInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
David James JarvillInfinex Investments, Inc.Broker Dealer Financial Services Corp.$12510-11-2018
Grant William De VriesInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Sandra GarciaCharles Schwab & Co., Inc.Vanguard Marketing Corporation10-11-2018
Andrew P. BarclayWoodbury Financial Services, Inc.Thrivent Investment Management Inc.10-11-2018
Renee Patricia VanekLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26510-11-2018
Thomas David Vangeffen Sr.LPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
John Joseph MassieLPL Financial LLCBMO Harris Financial Advisors, Inc.$2510-11-2018
Christopher Beau VangeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Scott Dale CarmonyLPL Financial LLCBroker Dealer Financial Services Corp.10-11-2018
Nicholas Ryan Van GeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Michael David BlauRaymond James Financial Services, Inc.Farmers Financial Solutions, LLC10-11-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Mindy L. KirbySecurities America, Inc.Kestra Investment Services, LLC10-11-2018
Kenneth Michael NesselroadWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC10-11-2018
Colin Lennon BrightProEquities, Inc.Pruco Securities, LLC.10-11-2018
Chase HallL.M. Kohn & CompanyEdward Jones10-11-2018
David Glen GranowitzThe Leaders Group, Inc.LPL Financial LLC$5010-11-2018
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
David Gary SnowCambridge Investment Research, Inc.Edward Jones10-11-2018
Mark James DickmanIndependent Financial PartnersIndependent Financial Partners10-11-2018
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Showing 1 to 25 of 4,514 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.