Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcy Rose, Joseph SorannoAmeriprise FinancialMorgan Stanley Wealth Management$18507-07-2018
Stephen BradleyRaymond JamesUBS Financial Services$16007-20-2018
Judy RossRaymond JamesWells Fargo Advisors$24507-30-2018
James AsplinLPL FinancialEdward Jones$18008-25-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise FinancialWells Fargo Advisors$34608-31-2018
Patricia Sans and Seraphim "Sam" RineRaymond JamesMorgan Stanley Wealth Management$17009-14-2018
John PavelkaAmeriprise FinancialWells Fargo$12509-14-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11909-14-2018
Neil Abney, Trisha AbneyAmeriprise FinancialBank of America Merrill Lynch$10009-14-2018
Brian BratspisAmeriprise FinancialWells Fargo$15109-21-2018
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018
John "Quint" AndrewsRaymond JamesBank of America Merrill Lynch$11009-25-2018
Steve Pollock, Jane Rocks, Robert Litwin, Tom Becker and Michael SchneiderLPL FinancialPNC Investments $22509-28-2018
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10010-05-2018
Betty Schutte-Box, Troy YenserRaymond JamesWells Fargo Advisors$22210-05-2018
Joseph Gronwald, Ryan Katahara, David NakamotoAmeriprise FinancialBank of America Merrill Lynch$18810-05-2018
Anne Marie MolterInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Carlos SantanaFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC10-11-2018
Chase HallL.M. Kohn & CompanyEdward Jones10-11-2018
Christopher Beau VangeffenLPL Financial LLCRaymond James Financial Services, Inc.10-11-2018
Clyde Lee GroomsOneAmerica Securities, Inc.Farmers Financial Solutions, LLC10-11-2018
David Arthur OwensOwens Investment Advisors LLCCornerstone Wealth Advisors, Inc.10-11-2018
Fitzgerald MillerJanney Montgomery Scott LLCOppenheimer & Co. Inc.$15010-11-2018
Francesjoy Abuel CaldwellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2018
Joel David RizzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$110-11-2018
Next Page »

Showing 1 to 25 of 1,837 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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