Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christina Louise PierceJ.P. Morgan Securities LLCUBS Financial Services Inc.01-11-2019
Charlotte Painter PainterJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.01-11-2019
Rogelio PonceJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-11-2019
Gary Michael DuvallCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Christopher James DebeikesCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Maxwell Jared SynonCommerce Brokerage Services, Inc.Smith, Moore & Co.01-11-2019
Joshua A. BlackFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Laura Daly RyanSunTrust Investment Services, Inc.J.P. Morgan Securities LLC01-11-2019
Suzanne Lynette FilipU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Rachel Ann LeeU.S. Bancorp Investments, Inc.Robert W. Baird & Co. Incorporated01-11-2019
Cale J. RossU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.01-11-2019
Brian James ColemanInfinex Investments, Inc.PlanMember Securities Corporation01-11-2019
Anthony LanfranchiSantander Securities LLCPHX Financial, Inc.01-11-2019
Hiawatha Nicely IIIFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Eric Matthew ReigelCharles Schwab & Co., Inc.McAdam LLC01-11-2019
Donnie ReynoldsTIAA-CREF Individual & Institutional Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Michael Richard BellKMS Financial Services, Inc.MML Investors Services, LLC01-11-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-11-2019
Amy Gail LegateAmeriprise Financial Services, LLCAdvisor Resource Council01-11-2019
Kenneth M. PumphreyLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Ezra T. WhippleLPL Financial LLCDunham & Associates Investment Counsel, Inc.01-11-2019
Mary Ellen HammondLPL Financial LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Brooke Thornton CarpenterLPL Financial LLCFirst Command Financial Planning, Inc.01-11-2019
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Showing 1 to 25 of 4,514 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.