Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Damon Ralph CouchMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.12-26-2018
David William JacksonSilverback FinancialIntegral Investment Advisors, Inc.12-26-2018
Eric Bernard McginleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$112-26-2018
Graham Granger MerkCetera Advisors LLCQuestar Capital Corporation$2512-26-2018
Michael Alphen HebertPruco Securities, LLC.W&S Brokerage Services, Inc.$5012-26-2018
Nicholas Patrick SmutneyCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-26-2018
Richard David FontanaPrivate Advisor Group, LLCIndependent Financial Partners12-26-2018
Taj Zachary RohrRohr Capital ManagementLazari Capital Management, Inc.12-26-2018
William Brian HemsworthBBVA Securities Inc.J.P. Morgan Securities LLC12-26-2018
Justin Richard PooreKMS Financial Services, Inc.HD Vest Investment Services$112-24-2018
Marney A SkinnerNYLIFE Securities LLCCapital Analysts$2512-24-2018
Matthew Ryan HaerrPrivate Advisor Group, LLCIndependent Financial Partners12-24-2018
Aderon Alan NapierHD Vest Investment ServicesCambridge Investment Research, Inc.$15012-21-2018
Apostolos Nicolas PitsironisJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$5312-21-2018
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Chad Quinn PorzigHD Vest Investment ServicesPFS Investments Inc.12-21-2018
Christina Sue HakeSmith, Moore & Co.Saxony Securities, Inc.$1012-21-2018
Daniel Alexander RoscoeAmerican Portfolios Financial Services, Inc.Royal Alliance Associates, Inc.12-21-2018
John Carl SmithReisen Capital, LLCCharles Schwab Investment Advisory, Inc12-21-2018
John Cecil LetzSecurities America, Inc.Royal Alliance Associates, Inc.$112-21-2018
Kevin Scott ClarkFifth Third Securities, Inc.PNC Investments$112-21-2018
Kevion Lamar LathamGreenRose Wealth Management, LLCSignify Wealth LLC12-21-2018
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
Michael William MeridithPerk PlanningCIBC World Markets Corp.12-21-2018
« Previous PageNext Page »

Showing 301 to 325 of 1,837 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.