Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Nicholas Robert ErwinMutual of Omaha Investor Services, Inc.First Allied Securities, Inc.01-11-2019
Paul Joseph MuehlnickelAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Peter Tsutae MorimotoFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Reed Pettit FosterFoster Investment Company LLCMoelis & Company LLC01-11-2019
Roy Morgan Elliott Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Santo Lawrence BlumkeConcorde Investment Services, LLCSpire Securities, LLC01-11-2019
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$5001-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
William Eric KernEquity Services, Inc.E*TRADE Securities LLC01-11-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Brandon Ronald FresardLPL Financial LLCUSAA Financial Advisors, Inc.$101-10-2019
Brian Christopher DayPelorus Financial, LLCIndependent Financial Partners01-10-2019
Chad Everett ClarkPelorus Financial, LLCIndependent Financial Partners01-10-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Deborah Waynell AndrewsCetera Advisors LLCQuestar Capital Corporation01-10-2019
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research Advisors, Inc.$5001-10-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Jimmy ChengFarmers Financial Solutions, LLCAllstate Financial Services, LLC$101-10-2019
John Joseph WelkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-10-2019
Joshua David NeaseNext Financial Group, Inc.Infinex Investments, Inc.01-10-2019
Marc R. StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$101-10-2019
Matthew Harrison BeebyMHB Advisory Services, LLCStephens01-10-2019
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Showing 26 to 50 of 1,837 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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